CUSIP: 26210CAC8 Class: NOTE 3/0
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| Crossingbridge Advisors, LLC | 20,000,000 | $19,860 |
| RiverPark Advisors, LLC | 17,000,000 | $16,881 |
| GLAZER CAPITAL, LLC | 50,235,000 | $50 |
| Jain Global LLC | 15,000,000 | $14,892 |
| TORONTO DOMINION BANK | 40,800,000 | $40,767 |
| Verition Fund Management LLC | 10,000,000 | $9,930 |
| TWO SIGMA INVESTMENTS, LP | 19,000,000 | $18,820 |
| OAKTREE CAPITAL MANAGEMENT LP | 2,175,000 | $2,160 |
| Daiwa Securities Group Inc. | 7,500,000 | $7 |
| Russell Investments Group, Ltd. | 666,000 | $661 |
| Jefferies Financial Group Inc. | 59,000 | $58 |
| MML INVESTORS SERVICES, LLC | 20,000 | $20 |
| CoreCap Advisors, LLC | 5,000 | $5 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| SOROS FUND MANAGEMENT LLC | 123,750,000 | 138,750,000 | +15,000,000 (+12.1%) |
| SONA ASSET MANAGEMENT (US) LLC | 14,000,000 | 34,500,000 | +20,500,000 (+146.4%) |
| BALYASNY ASSET MANAGEMENT L.P. | 44,000,000 | 50,121,000 | +6,121,000 (+13.9%) |
| WELLS FARGO & COMPANY/MN | 1,950,000 | 10,217,000 | +8,267,000 (+423.9%) |
| Candriam S.C.A. | 3,000 | 3,800 | +800 (+26.7%) |
| BARCLAYS PLC | 9,000 | 3,750,000 | +3,741,000 (+41566.7%) |
| BlackRock, Inc. | 6,565,000 | 8,865,000 | +2,300,000 (+35.0%) |
| MORGAN STANLEY | 3,202,000 | 4,202,000 | +1,000,000 (+31.2%) |
| ROYAL BANK OF CANADA | 3,476,000 | 4,323,000 | +847,000 (+24.4%) |
| STATE STREET CORP | 14,229,000 | 14,979,000 | +750,000 (+5.3%) |
| BANK OF AMERICA CORP /DE/ | 18,527,000 | 19,027,000 | +500,000 (+2.7%) |
| LAZARD ASSET MANAGEMENT LLC | 46,330,000 | 56,620,000 | +10,290,000 (+22.2%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| K2 PRINCIPAL FUND, L.P. | 13,859 | 7,859 | -6,000 (-43.3%) |
| AQR Arbitrage LLC | 18,650,000 | 4,325,000 | -14,325,000 (-76.8%) |
| CSS LLC/IL | 2,544,000 | 44,000 | -2,500,000 (-98.3%) |
| BNP PARIBAS ARBITRAGE, SA | 10,432,000 | 7,660,000 | -2,772,000 (-26.6%) |
| JPMORGAN CHASE & CO | 8,688,000 | 4,210,000 | -4,478,000 (-51.5%) |
| MACKAY SHIELDS LLC | 5,713,000 | 5,630,000 | -83,000 (-1.5%) |
| GOLDMAN SACHS GROUP INC | 7,621,000 | 5,000,000 | -2,621,000 (-34.4%) |
| PALISADE CAPITAL MANAGEMENT, LP | 4,464,000 | 4,371,000 | -93,000 (-2.1%) |
| Man Group plc | 1,435,000 | 635,000 | -800,000 (-55.7%) |
| SUSQUEHANNA ADVISORS GROUP, INC. | 10,000,000 | 5,000,000 | -5,000,000 (-50.0%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| STEELHEAD PARTNERS LLC | 50,000,000 | $49,460 |
| DLD Asset Management, LP | 28,500,000 | $28,285 |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 42,000,000 | $41,580 |
| Shaolin Capital Management LLC | 35,000,000 | $34,603 |
| LMR Partners LLP | 30,000,000 | $29,676 |
| Jump Financial, LLC | 2,500,000 | $2,466 |
| Union Bancaire Privee, UBP SA | 1,300,000 | $1,104 |
| MILLENNIUM MANAGEMENT LLC | 10,000,000 | $9,890 |
| NOMURA HOLDINGS INC | 90,921 | $2,747 |
| FIFTH THIRD BANCORP | 11,000 | $1,085 |