CUSIP: 26210CAD6 Class: NOTE 3/0
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| K2 PRINCIPAL FUND, L.P. | 7,000 | $7,081 |
| Wellesley Asset Management | 4,005,000 | $4,001 |
| Lombard Odier Asset Management (Europe) Ltd | 4,448,000 | $4,499 |
| PALISADE CAPITAL MANAGEMENT, LP | 2,743,000 | $2,765 |
| Capula Management Ltd | 12,500 | $12,584 |
| BALYASNY ASSET MANAGEMENT L.P. | 21,500,000 | $21,737 |
| Point72 Asset Management, L.P. | 5,000,000 | $5,049 |
| Gutierrez Wealth Advisory, LLC | 13,000 | $13 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| SHENKMAN CAPITAL MANAGEMENT INC | 14,349,000 | 21,517,000 | +7,168,000 (+50.0%) |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 41,553,000 | 43,553,000 | +2,000,000 (+4.8%) |
| SONA ASSET MANAGEMENT (US) LLC | 21,500,000 | 24,500,000 | +3,000,000 (+14.0%) |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 8,000,000 | 12,500,000 | +4,500,000 (+56.3%) |
| NOMURA HOLDINGS INC | 24,326 | 138,370 | +114,044 (+468.8%) |
| GOLDMAN SACHS GROUP INC | 2,148,000 | 8,697,000 | +6,549,000 (+304.9%) |
| BANK OF AMERICA CORP /DE/ | 1,222,000 | 6,920,000 | +5,698,000 (+466.3%) |
| JPMORGAN CHASE & CO | 22,581,000 | 28,157,000 | +5,576,000 (+24.7%) |
| BARCLAYS PLC | 3,196,000 | 6,920,000 | +3,724,000 (+116.5%) |
| WELLS FARGO & COMPANY/MN | 1,132,000 | 3,907,000 | +2,775,000 (+245.1%) |
| AMERIPRISE FINANCIAL INC | 9,000,000 | 11,000,000 | +2,000,000 (+22.2%) |
| BlackRock, Inc. | 16,145,000 | 18,875,000 | +2,730,000 (+16.9%) |
| LAZARD ASSET MANAGEMENT LLC | 11,351,000 | 29,132,000 | +17,781,000 (+156.6%) |
| Daiwa Securities Group Inc. | 7,000,000 | 7,500,000 | +500,000 (+7.1%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Shaolin Capital Management LLC | 75,000,000 | 36,000,000 | -39,000,000 (-52.0%) |
| AQR Arbitrage LLC | 19,055,000 | 230,000 | -18,825,000 (-98.8%) |
| Polar Asset Management Partners Inc. | 30,000,000 | 10,000,000 | -20,000,000 (-66.7%) |
| MACKAY SHIELDS LLC | 24,613,000 | 24,323,000 | -290,000 (-1.2%) |
| RWC Asset Management LLP | 3,208,000 | 2,683,000 | -525,000 (-16.4%) |
| WESTWOOD HOLDINGS GROUP INC | 2,000,000 | 1,000,000 | -1,000,000 (-50.0%) |
| Parallax Volatility Advisers, L.P. | 5,000,000 | 2,500,000 | -2,500,000 (-50.0%) |
| Union Bancaire Privee, UBP SA | 1,750,000 | 1,228,000 | -522,000 (-29.8%) |
| CITIGROUP INC | 4,006,000 | 1,353,000 | -2,653,000 (-66.2%) |
| WELLINGTON MANAGEMENT GROUP LLP | 6,244,000 | 4,569,000 | -1,675,000 (-26.8%) |
| MORGAN STANLEY | 7,184,000 | 5,754,000 | -1,430,000 (-19.9%) |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 880,000 | 660,000 | -220,000 (-25.0%) |
| STATE STREET CORP | 14,285,000 | 14,035,000 | -250,000 (-1.8%) |
| Bank of New York Mellon Corp | 400,000 | 235,000 | -165,000 (-41.3%) |
| Jefferies Financial Group Inc. | 75,000 | 50,000 | -25,000 (-33.3%) |
| INGALLS & SNYDER LLC | 340,000 | 290,000 | -50,000 (-14.7%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| Boussard & Gavaudan Investment Management LLP | 8,081 | $8,384 |
| PROSPECTOR PARTNERS LLC | 1,400,000 | $1,445 |
| ADVENT CAPITAL MANAGEMENT /DE/ | 3,468,000 | $3,588 |
| OXFORD ASSET MANAGEMENT LLP | 100 | $103 |
| Virtus ETF Advisers LLC | 74,000 | $76 |
| Walleye Capital LLC | 4,000,000 | $4,138 |
| MOORE CAPITAL MANAGEMENT, LP | 1,000,000 | $1,034 |
| UBS Group AG | 1,716,000 | $1,771 |
| LORD, ABBETT & CO. LLC | 1,919,000 | $2 |