DUKE ENERGY CORP NEW

CUSIP: 26441CBY0 Class: NOTE 4.125% 4/1

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
Shaolin Capital Management LLC168,500,000$173,777
CAMDEN ASSET MANAGEMENT L P /CA154,379,000$159,010
Calamos Advisors LLC136,539,000$140,826
Aequim Alternative Investments LP100,000,000$103,125
Universal- Beteiligungs- und Servicegesellschaft mbH77,867,000$81,015
ARISTEIA CAPITAL, L.L.C.77,740,000$80,169
ADVENT CAPITAL MANAGEMENT /DE/71,579,000$74,447
VICTORY CAPITAL MANAGEMENT INC68,947,000$71,055
ZAZOVE ASSOCIATES LLC61,110,000$63,028
STATE STREET CORP36,678,000$38,174
ANGELO GORDON & CO., L.P.36,000,000$37,080
MARSHALL WACE, LLP35,000,000$36,099
Lombard Odier Asset Management (Europe) Ltd33,397,000$34,449
LAZARD ASSET MANAGEMENT LLC32,407,000$334
PenderFund Capital Management Ltd.32,000,000$33,282
DEUTSCHE BANK AG\26,393,000$27,185
Walleye Capital LLC26,104,000$26,920
SHENKMAN CAPITAL MANAGEMENT INC24,688,000$25,876
SSI INVESTMENT MANAGEMENT LLC23,124,000$23,818
Brevan Howard Capital Management LP23,000,000$23,808
AMERICAN CENTURY COMPANIES INC21,792,000$22,473
BlackRock, Inc.21,231,000$21,868
Burkehill Global Management, LP20,000,000$20,628
HBK INVESTMENTS L P20,000,000$20,626
TWO SIGMA INVESTMENTS, LP19,307,000$19,886
FMR LLC19,060,000$19,632
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt18,100,000$18,673
LORD, ABBETT & CO. LLC15,494,000$16
CAPSTONE INVESTMENT ADVISORS, LLC15,000,000$15,469
Thrivent Financial for Lutherans13,914,000$14
JPMORGAN CHASE & CO13,239,000$13,656
BANK OF AMERICA CORP /DE/13,028,000$13,419
CITIGROUP INC12,837,000$13,222
MORGAN STANLEY11,240,000$11,577
RWC Asset Management LLP10,241,000$10,564
JONES ROAD CAPITAL MANAGEMENT, L.P.9,879,000$10,188
INCOME RESEARCH & MANAGEMENT8,858,000$9,124
METEORA CAPITAL, LLC8,500,000$8,755
GOLDMAN SACHS GROUP INC7,576,000$7,803
BNP PARIBAS ARBITRAGE, SA7,493,000$7,718
MILLENNIUM MANAGEMENT LLC7,000,000$7,217
MANUFACTURERS LIFE INSURANCE COMPANY, THE6,300,000$6,506
CONNING INC.5,715,000$5,909
Man Group plc5,515,000$5,698
D. E. Shaw & Co., Inc.5,000,000$5,155
BOOTHBAY FUND MANAGEMENT, LLC5,000,000$5,157
Russell Investments Group, Ltd.4,517,000$4,698
TORONTO DOMINION BANK3,806,000$3,926
WELLINGTON MANAGEMENT GROUP LLP3,323,000$3,455
Wellesley Asset Management3,000,000$3,095
Point72 Asset Management, L.P.3,000,000$3,092
Invesco Ltd.3,000,000$3,090
NOMURA ASSET MANAGEMENT INTERNATIONAL INC.2,329,000$2,402
AGF MANAGEMENT LTD1,900,000$1,957
Zurcher Kantonalbank (Zurich Cantonalbank)1,650,000$1,700
AEGON USA Investment Management, LLC1,434,000$1,477
WELLS FARGO & COMPANY/MN1,175,000$1,212
Bank of New York Mellon Corp1,150,000$1,186
Calamos Wealth Management LLC722,000$745
MACKAY SHIELDS LLC500,000$516
Jefferies Financial Group Inc.416,000$432
Central Pacific Bank - Trust Division350,000$361
Union Bancaire Privee, UBP SA248,000$258
Capital World Investors230,000$237
&PARTNERS188,000$194
NOMURA HOLDINGS INC182,960$21,445
SEI INVESTMENTS CO162,000$167
LPL Financial LLC76,000$79
Steward Partners Investment Advisory, LLC65,000$67
MML INVESTORS SERVICES, LLC53,000$55
AMERIPRISE FINANCIAL INC50,000$52
NewEdge Advisors, LLC26,000$27
Cetera Investment Advisers19,000$20
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO18,000$19
Squarepoint Ops LLC16,000$16,524
Goldstein Advisors, LLC16,000$17
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC13,000$13
Roundview Capital LLC12,500$13
BARTLETT & CO. WEALTH MANAGEMENT LLC7,000$7
Alken Asset Management Ltd3,300$3
ROTHSCHILD INVESTMENT LLC3,000$3
Laffer Tengler Investments, Inc.2,578$2,705
Total (82 institutions)1,600,434,338$1,629,677