DUNXIN FINANCIAL HOLD ADR

Ticker: DXF CUSIP: 26605Q304 Class: COM

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
SmartHarvest Portfolios, LLC14,017$21
UBS Group AG642$1
Tower Research Capital LLC (TRC)146$0
EverSource Wealth Advisors, LLC80$0
RHUMBLINE ADVISERS26$0
Total (5 institutions)14,911$23