EATON VANCE FLTING RATE INC

Institution	Shares	Value ($000)
ICON ADVISERS INC/CO	150,337	$1,697
RIVERNORTH CAPITAL MANAGEMENT, LLC	325,355	$3,673
Almitas Capital LLC	59,404	$671
AEGON USA Investment Management, LLC	17,768	$201
Pathstone Holdings, LLC	207,141	$2,339
BARD ASSOCIATES INC	4,927	$56
StoneX Group Inc.	16,479	$186
SHUFRO ROSE & CO LLC	10,800	$122
XTX Topco Ltd	15,147	$171
Baird Financial Group, Inc.	106,908	$1,207
Marex Group plc	15,963	$180
NOMURA HOLDINGS INC	18,812	$212
HighTower Advisors, LLC	19,276	$218
CITADEL ADVISORS LLC	10,340	$117
JPMORGAN CHASE & CO	9,423	$106
Virtu Financial LLC	18,250	$0
FLAGSHIP HARBOR ADVISORS, LLC	1,000	$11
Farther Finance Advisors, LLC	1,225	$14
Hilltop National Bank	400	$5
HARBOUR INVESTMENTS, INC.	134	$2

Increased Positions (20)

Logan Stone Capital, LLC

Value ($000) $3,045 (+1378.8%) Shares 269,680 (+1441.6%)

1607 Capital Partners, LLC

Value ($000) $9,031 (+949.7%) Shares 799,921 (+994.3%)

Shaker Financial Services, LLC

Value ($000) $762 (+406.0%) Shares 67,012 (+423.5%)

LANDSCAPE CAPITAL MANAGEMENT, L.L.C.

Value ($000) $1,454 (+26.8%) Shares 128,820 (+32.2%)

Hennion & Walsh Asset Management, Inc.

Value ($000) $2,723 (+8.4%) Shares 241,189 (+13.0%)

WOLVERINE ASSET MANAGEMENT LLC

Value ($000) $2,378 (+69.9%) Shares 210,659 (+77.2%)

BALYASNY ASSET MANAGEMENT L.P.

Value ($000) $1,921 (+508.1%) Shares 170,126 (+534.0%)

Gould Capital, LLC

Value ($000) $32 (+85.7%) Shares 2,812 (+93.7%)

RETIREMENT PLANNING GROUP, LLC / NY

Value ($000) $297 (-1.2%) Shares 26,135 (+2.2%)

MORGAN STANLEY

Value ($000) $11,694 (-1.1%) Shares 1,035,799 (+3.1%)

MeadowBrook Investment Advisors LLC

Value ($000) $66 (+3.9%) Shares 5,885 (+8.3%)

JANE STREET GROUP, LLC

Value ($000) $394 (+45.9%) Shares 34,865 (+52.1%)

AMERIPRISE FINANCIAL INC

Value ($000) $691 (+16.2%) Shares 61,173 (+21.2%)

Invesco Ltd.

Value ($000) $6,082 (-2.3%) Shares 538,738 (+1.9%)

Cetera Investment Advisers

Value ($000) $784 (+2.1%) Shares 69,480 (+6.5%)

COMERICA BANK

Value ($000) $123 (+30.6%) Shares 10,877 (+36.1%)

Dynamic Advisor Solutions LLC

Value ($000) $214 (-0.4%) Shares 18,922 (+3.8%)

BENJAMIN EDWARDS INC

Value ($000) $282 (-1.0%) Shares 25,000 (+3.2%)

KESTRA PRIVATE WEALTH SERVICES, LLC

Value ($000) $160 (+1.0%) Shares 14,129 (+5.3%)

Janney Montgomery Scott LLC

Value ($000) $0 (-2.9%) Shares 35,467 (+1.3%)

Institution	Prev Shares	Curr Shares	Change
Logan Stone Capital, LLC	17,493	269,680	+252,187 (+1441.6%)
1607 Capital Partners, LLC	73,100	799,921	+726,821 (+994.3%)
Shaker Financial Services, LLC	12,800	67,012	+54,212 (+423.5%)
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	97,422	128,820	+31,398 (+32.2%)
Hennion & Walsh Asset Management, Inc.	213,354	241,189	+27,835 (+13.0%)
WOLVERINE ASSET MANAGEMENT LLC	118,915	210,659	+91,744 (+77.2%)
BALYASNY ASSET MANAGEMENT L.P.	26,834	170,126	+143,292 (+534.0%)
Gould Capital, LLC	1,452	2,812	+1,360 (+93.7%)
RETIREMENT PLANNING GROUP, LLC / NY	25,565	26,135	+570 (+2.2%)
MORGAN STANLEY	1,004,737	1,035,799	+31,062 (+3.1%)
MeadowBrook Investment Advisors LLC	5,435	5,885	+450 (+8.3%)
JANE STREET GROUP, LLC	22,925	34,865	+11,940 (+52.1%)
AMERIPRISE FINANCIAL INC	50,489	61,173	+10,684 (+21.2%)
Invesco Ltd.	528,774	538,738	+9,964 (+1.9%)
Cetera Investment Advisers	65,261	69,480	+4,219 (+6.5%)
COMERICA BANK	7,990	10,877	+2,887 (+36.1%)
Dynamic Advisor Solutions LLC	18,229	18,922	+693 (+3.8%)
BENJAMIN EDWARDS INC	24,225	25,000	+775 (+3.2%)
KESTRA PRIVATE WEALTH SERVICES, LLC	13,416	14,129	+713 (+5.3%)
Janney Montgomery Scott LLC	35,000	35,467	+467 (+1.3%)

Decreased Positions (29)

Virtus Investment Advisers, LLC

Value ($000) $598 (-26.5%) Shares 52,944 (-23.4%)

Garner Asset Management Corp

Value ($000) $667 (-13.2%) Shares 59,094 (-9.5%)

Ethos Financial Group, LLC

Value ($000) $2,235 (-16.4%) Shares 197,924 (-12.8%)

Morse Asset Management, Inc

Value ($000) $469 (-18.8%) Shares 41,500 (-15.3%)

READYSTATE ASSET MANAGEMENT LP

Value ($000) $1,317 (-20.6%) Shares 116,636 (-17.3%)

OSAIC HOLDINGS, INC.

Value ($000) $1,785 (-69.0%) Shares 158,088 (-66.9%)

Advisors Asset Management, Inc.

Value ($000) $6,074 (-8.3%) Shares 537,978 (-4.4%)

REGIONS FINANCIAL CORP

Value ($000) $568 (-56.2%) Shares 50,322 (-54.4%)

BANK OF AMERICA CORP /DE/

Value ($000) $7,951 (-31.8%) Shares 704,256 (-28.9%)

Westchester Capital Management, LLC

Value ($000) $301 (-29.1%) Shares 26,678 (-26.1%)

RAYMOND JAMES FINANCIAL INC

Value ($000) $7,390 (-20.6%) Shares 654,550 (-17.3%)

LPL Financial LLC

Value ($000) $1,894 (-41.2%) Shares 167,759 (-38.7%)

Koshinski Asset Management, Inc.

Value ($000) $720 (-11.1%) Shares 63,759 (-7.4%)

NewEdge Advisors, LLC

Value ($000) $999 (-31.4%) Shares 88,494 (-28.4%)

Apollon Wealth Management, LLC

Value ($000) $1,468 (-13.0%) Shares 130,041 (-9.3%)

HBK Sorce Advisory LLC

Value ($000) $200 (-40.7%) Shares 17,794 (-38.8%)

GUGGENHEIM CAPITAL LLC

Value ($000) $5,070 (-7.9%) Shares 449,038 (-4.0%)

First Heartland Consultants, Inc.

Value ($000) $183 (-22.8%) Shares 16,175 (-19.5%)

UBS Group AG

Value ($000) $1,382 (-17.7%) Shares 122,379 (-14.2%)

Wealthspire Advisors, LLC

Value ($000) $174 (-38.9%) Shares 15,419 (-36.3%)

Institution	Prev Shares	Curr Shares	Change
Virtus Investment Advisers, LLC	69,135	52,944	-16,191 (-23.4%)
Garner Asset Management Corp	65,289	59,094	-6,195 (-9.5%)
Ethos Financial Group, LLC	227,057	197,924	-29,133 (-12.8%)
Morse Asset Management, Inc	49,008	41,500	-7,508 (-15.3%)
READYSTATE ASSET MANAGEMENT LP	140,990	116,636	-24,354 (-17.3%)
OSAIC HOLDINGS, INC.	478,006	158,088	-319,918 (-66.9%)
Advisors Asset Management, Inc.	562,942	537,978	-24,964 (-4.4%)
REGIONS FINANCIAL CORP	110,322	50,322	-60,000 (-54.4%)
BANK OF AMERICA CORP /DE/	990,243	704,256	-285,987 (-28.9%)
Westchester Capital Management, LLC	36,101	26,678	-9,423 (-26.1%)
RAYMOND JAMES FINANCIAL INC	791,081	654,550	-136,531 (-17.3%)
LPL Financial LLC	273,703	167,759	-105,944 (-38.7%)
Koshinski Asset Management, Inc.	68,823	63,759	-5,064 (-7.4%)
NewEdge Advisors, LLC	123,667	88,494	-35,173 (-28.4%)
Apollon Wealth Management, LLC	143,362	130,041	-13,321 (-9.3%)
HBK Sorce Advisory LLC	29,058	17,794	-11,264 (-38.8%)
GUGGENHEIM CAPITAL LLC	467,775	449,038	-18,737 (-4.0%)
First Heartland Consultants, Inc.	20,091	16,175	-3,916 (-19.5%)
UBS Group AG	142,586	122,379	-20,207 (-14.2%)
Wealthspire Advisors, LLC	24,219	15,419	-8,800 (-36.3%)

Exited Positions (10)

Polar Asset Management Partners Inc.

Value ($000) $4,994 Shares 424,306

NBC SECURITIES, INC.

Value ($000) $54 Shares 4,550

Ameritas Advisory Services, LLC

Value ($000) $40 Shares 3,400

Advisory Services Network, LLC

Value ($000) $69 Shares 5,830

Steward Partners Investment Advisory, LLC

Value ($000) $54 Shares 4,587

BRYN MAWR TRUST Co

Value ($000) $12 Shares 1,000

BNP PARIBAS ARBITRAGE, SA

Value ($000) $11 Shares 975

PRINCIPAL SECURITIES, INC.

Value ($000) $10 Shares 850

Key Financial Inc

Value ($000) $4 Shares 325

HRT FINANCIAL LP

Value ($000) $0 Shares 10,871

Institution	Prev Shares	Prev Value ($000)
Polar Asset Management Partners Inc.	424,306	$4,994
NBC SECURITIES, INC.	4,550	$54
Ameritas Advisory Services, LLC	3,400	$40
Advisory Services Network, LLC	5,830	$69
Steward Partners Investment Advisory, LLC	4,587	$54
BRYN MAWR TRUST Co	1,000	$12
BNP PARIBAS ARBITRAGE, SA	975	$11
PRINCIPAL SECURITIES, INC.	850	$10
Key Financial Inc	325	$4
HRT FINANCIAL LP	10,871	$0