EATON VANCE SR FLTNG RTE TR

Institution	Shares	Value ($000)
RIVERNORTH CAPITAL MANAGEMENT, LLC	332,805	$3,707
ICON ADVISERS INC/CO	50,000	$557
Almitas Capital LLC	28,829	$321
SIT INVESTMENT ASSOCIATES INC	263,489	$3
XTX Topco Ltd	44,933	$501
GOLDMAN SACHS GROUP INC	81,752	$911
NOMURA HOLDINGS INC	20,437	$228
HighTower Advisors, LLC	17,981	$200
CITADEL ADVISORS LLC	12,852	$143
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	899	$10

Increased Positions (26)

Logan Stone Capital, LLC

Value ($000) $5,864 (+659.1%) Shares 526,372 (+679.6%)

1607 Capital Partners, LLC

Value ($000) $15,954 (+319.9%) Shares 1,432,147 (+331.3%)

Verity Asset Management, Inc.

Value ($000) $1,558 (+5.9%) Shares 139,833 (+8.8%)

AEGON USA Investment Management, LLC

Value ($000) $269 (+59.1%) Shares 24,120 (+63.4%)

Shaker Financial Services, LLC

Value ($000) $891 (+20.9%) Shares 80,004 (+24.1%)

Pathstone Holdings, LLC

Value ($000) $13,372 (+40.5%) Shares 1,200,351 (+44.2%)

WOLVERINE ASSET MANAGEMENT LLC

Value ($000) $2,733 (+38.0%) Shares 245,318 (+41.7%)

BALYASNY ASSET MANAGEMENT L.P.

Value ($000) $2,410 (+370.2%) Shares 216,329 (+382.8%)

Baird Financial Group, Inc.

Value ($000) $2,611 (+49.8%) Shares 234,343 (+53.8%)

OSAIC HOLDINGS, INC.

Value ($000) $941 (+88.9%) Shares 84,473 (+95.6%)

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO

Value ($000) $2,453 (+15.3%) Shares 220,169 (+18.4%)

Calamos Advisors LLC

Value ($000) $756 (+28.7%) Shares 67,857 (+32.1%)

Invesco Ltd.

Value ($000) $6,388 (-0.8%) Shares 573,412 (+1.9%)

JANE STREET GROUP, LLC

Value ($000) $634 (+13.8%) Shares 56,895 (+16.8%)

ENVESTNET ASSET MANAGEMENT INC

Value ($000) $186 (+47.0%) Shares 16,712 (+50.9%)

Cetera Investment Advisers

Value ($000) $420 (+11.7%) Shares 37,682 (+14.8%)

OPPENHEIMER & CO INC

Value ($000) $427 (+6.1%) Shares 38,343 (+8.9%)

NATIONAL BANK OF CANADA /FI/

Value ($000) $69 (+131.0%) Shares 6,219 (+137.5%)

SHUFRO ROSE & CO LLC

Value ($000) $295 (-6.2%) Shares 26,500 (+3.1%)

Focus Partners Wealth

Value ($000) $170 (+0.2%) Shares 15,228 (+2.9%)

Institution	Prev Shares	Curr Shares	Change
Logan Stone Capital, LLC	67,519	526,372	+458,853 (+679.6%)
1607 Capital Partners, LLC	332,089	1,432,147	+1,100,058 (+331.3%)
Verity Asset Management, Inc.	128,561	139,833	+11,272 (+8.8%)
AEGON USA Investment Management, LLC	14,765	24,120	+9,355 (+63.4%)
Shaker Financial Services, LLC	64,463	80,004	+15,541 (+24.1%)
Pathstone Holdings, LLC	832,142	1,200,351	+368,209 (+44.2%)
WOLVERINE ASSET MANAGEMENT LLC	173,105	245,318	+72,213 (+41.7%)
BALYASNY ASSET MANAGEMENT L.P.	44,805	216,329	+171,524 (+382.8%)
Baird Financial Group, Inc.	152,323	234,343	+82,020 (+53.8%)
OSAIC HOLDINGS, INC.	43,195	84,473	+41,278 (+95.6%)
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	185,955	220,169	+34,214 (+18.4%)
Calamos Advisors LLC	51,351	67,857	+16,506 (+32.1%)
Invesco Ltd.	562,705	573,412	+10,707 (+1.9%)
JANE STREET GROUP, LLC	48,692	56,895	+8,203 (+16.8%)
ENVESTNET ASSET MANAGEMENT INC	11,073	16,712	+5,639 (+50.9%)
Cetera Investment Advisers	32,837	37,682	+4,845 (+14.8%)
OPPENHEIMER & CO INC	35,202	38,343	+3,141 (+8.9%)
NATIONAL BANK OF CANADA /FI/	2,619	6,219	+3,600 (+137.5%)
SHUFRO ROSE & CO LLC	25,700	26,500	+800 (+3.1%)
Focus Partners Wealth	14,800	15,228	+428 (+2.9%)

Decreased Positions (28)

WHITE PINE CAPITAL LLC

Value ($000) $781 (-79.6%) Shares 70,107 (-79.1%)

Collar Capital Management, LLC

Value ($000) $1,249 (-9.9%) Shares 112,120 (-7.5%)

Ethos Financial Group, LLC

Value ($000) $2,290 (-18.7%) Shares 205,537 (-16.5%)

READYSTATE ASSET MANAGEMENT LP

Value ($000) $1,553 (-34.1%) Shares 139,418 (-32.3%)

Garner Asset Management Corp

Value ($000) $634 (-11.4%) Shares 56,936 (-7.6%)

Ballew Advisors, Inc

Value ($000) $219 (-13.6%) Shares 19,295 (-13.8%)

Oregon Pacific Wealth Management, LLC

Value ($000) $306 (-7.2%) Shares 27,448 (-4.7%)

Altman Advisors, Inc.

Value ($000) $476 (-10.0%) Shares 52,075 (-6.7%)

Fiduciary Alliance LLC

Value ($000) $486 (-25.2%) Shares 43,645 (-23.2%)

Advisors Asset Management, Inc.

Value ($000) $6,161 (-6.1%) Shares 553,088 (-3.5%)

Adviser Investments LLC

Value ($000) $282 (-56.7%) Shares 25,297 (-55.6%)

BANK OF AMERICA CORP /DE/

Value ($000) $4,941 (-39.0%) Shares 443,550 (-37.3%)

Sandy Cove Advisors, LLC

Value ($000) $277 (-7.9%) Shares 24,850 (-5.4%)

MORGAN STANLEY

Value ($000) $10,676 (-10.6%) Shares 958,312 (-8.1%)

GUGGENHEIM CAPITAL LLC

Value ($000) $5,186 (-6.1%) Shares 465,531 (-3.5%)

AMERIPRISE FINANCIAL INC

Value ($000) $4,715 (-12.2%) Shares 423,231 (-9.9%)

LPL Financial LLC

Value ($000) $1,035 (-21.7%) Shares 92,879 (-19.6%)

WELLS FARGO & COMPANY/MN

Value ($000) $1,915 (-11.1%) Shares 171,908 (-8.7%)

Steward Partners Investment Advisory, LLC

Value ($000) $3 (-97.6%) Shares 250 (-97.5%)

Beacon Pointe Advisors, LLC

Value ($000) $231 (-19.7%) Shares 20,759 (-17.5%)

Institution	Prev Shares	Curr Shares	Change
WHITE PINE CAPITAL LLC	334,824	70,107	-264,717 (-79.1%)
Collar Capital Management, LLC	121,220	112,120	-9,100 (-7.5%)
Ethos Financial Group, LLC	246,196	205,537	-40,659 (-16.5%)
READYSTATE ASSET MANAGEMENT LP	206,070	139,418	-66,652 (-32.3%)
Garner Asset Management Corp	61,598	56,936	-4,662 (-7.6%)
Ballew Advisors, Inc	22,382	19,295	-3,087 (-13.8%)
Oregon Pacific Wealth Management, LLC	28,814	27,448	-1,366 (-4.7%)
Altman Advisors, Inc.	55,830	52,075	-3,755 (-6.7%)
Fiduciary Alliance LLC	56,845	43,645	-13,200 (-23.2%)
Advisors Asset Management, Inc.	573,268	553,088	-20,180 (-3.5%)
Adviser Investments LLC	56,925	25,297	-31,628 (-55.6%)
BANK OF AMERICA CORP /DE/	707,842	443,550	-264,292 (-37.3%)
Sandy Cove Advisors, LLC	26,279	24,850	-1,429 (-5.4%)
MORGAN STANLEY	1,043,265	958,312	-84,953 (-8.1%)
GUGGENHEIM CAPITAL LLC	482,539	465,531	-17,008 (-3.5%)
AMERIPRISE FINANCIAL INC	469,630	423,231	-46,399 (-9.9%)
LPL Financial LLC	115,454	92,879	-22,575 (-19.6%)
WELLS FARGO & COMPANY/MN	188,213	171,908	-16,305 (-8.7%)
Steward Partners Investment Advisory, LLC	10,150	250	-9,900 (-97.5%)
Beacon Pointe Advisors, LLC	25,159	20,759	-4,400 (-17.5%)

Exited Positions (14)

Polar Asset Management Partners Inc.

Value ($000) $4,954 Shares 433,075

Gridiron Partners, LLC

Value ($000) $81 Shares 288,416

Dunhill Financial, LLC

Value ($000) $66 Shares 5,780

Atlantic Union Bankshares Corp

Value ($000) $235 Shares 20,500

IHT Wealth Management, LLC

Value ($000) $120 Shares 10,490

Future Financial Wealth Managment LLC

Value ($000) $9 Shares 800

Sanctuary Advisors, LLC

Value ($000) $150 Shares 12,234

&PARTNERS

Value ($000) $140 Shares 12,260

Corient Private Wealth LLC

Value ($000) $141 Shares 12,361

STIFEL FINANCIAL CORP

Value ($000) $130 Shares 11,329

GPS Wealth Strategies Group, LLC

Value ($000) $6 Shares 550

Ameritas Advisory Services, LLC

Value ($000) $9 Shares 749

Crews Bank & Trust

Value ($000) $5 Shares 400

GoalVest Advisory LLC

Value ($000) $4 Shares 311

Institution	Prev Shares	Prev Value ($000)
Polar Asset Management Partners Inc.	433,075	$4,954
Gridiron Partners, LLC	288,416	$81
Dunhill Financial, LLC	5,780	$66
Atlantic Union Bankshares Corp	20,500	$235
IHT Wealth Management, LLC	10,490	$120
Future Financial Wealth Managment LLC	800	$9
Sanctuary Advisors, LLC	12,234	$150
&PARTNERS	12,260	$140
Corient Private Wealth LLC	12,361	$141
STIFEL FINANCIAL CORP	11,329	$130
GPS Wealth Strategies Group, LLC	550	$6
Ameritas Advisory Services, LLC	749	$9
Crews Bank & Trust	400	$5
GoalVest Advisory LLC	311	$4