ELLSWORTH GROWTH & INCOME FD

CUSIP: 289074106 Class: Closed End

JOHN G ULLMAN & ASSOCIATES INC's Holding History (CIK: 0000919530)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013
Shares 13,500 Value ($000) $111 Avg Close — Range —
Q3 2013
Shares 262,838 Value ($000) $2,069 Avg Close — Range —
Q2 2013
Shares 289,988 Value ($000) $2,221 Avg Close — Range —