ELLSWORTH GROWTH & INCOME FD

CUSIP: 289074106 Class: Closed End

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
Saba Capital Management, L.P.1,680,620$19,546
WELLS FARGO & COMPANY/MN946,404$11,007
SIT INVESTMENT ASSOCIATES INC932,552$11
Advisors Asset Management, Inc.393,918$4,581
Pathstone Holdings, LLC277,902$3,232
Bulldog Investors, LLP267,836$3,115
Invesco Ltd.232,215$2,701
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC199,783$2,323
GUGGENHEIM CAPITAL LLC164,329$1,911
MORGAN STANLEY154,779$1,800
Baird Financial Group, Inc.144,880$1,685
AMERIPRISE FINANCIAL INC107,816$1,254
CAPSTONE INVESTMENT ADVISORS, LLC81,490$948
RAYMOND JAMES FINANCIAL INC81,369$946
EVOLVE PRIVATE WEALTH, LLC69,771$811
NewEdge Advisors, LLC68,987$802
UHLMANN PRICE SECURITIES, LLC67,718$788
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC62,147$740
Institute for Wealth Management, LLC.53,857$626
ROYAL BANK OF CANADA47,354$550
Waverly Advisors, LLC41,199$479
COMMONWEALTH EQUITY SERVICES, LLC32,592$379
Focus Partners Wealth32,006$372
Aviance Capital Partners, LLC30,580$356
Shaker Financial Services, LLC29,647$345
Private Advisor Group, LLC25,099$292
K2 PRINCIPAL FUND, L.P.24,619$286
LPL Financial LLC23,308$271
CAPTRUST FINANCIAL ADVISORS22,198$258
Ruggaard & Associates LLC18,772$218
PMG Family Office LLC18,286$213
Cambridge Investment Research Advisors, Inc.16,702$0
OSAIC HOLDINGS, INC.16,319$190
Old Port Advisors14,327$167
Beckerman Institutional, LLC12,794$149
MERIDIAN INVESTMENT COUNSEL INC.11,100$129
Cetera Investment Advisers11,012$128
UBS Group AG10,627$124
GILPIN WEALTH MANAGEMENT, LLC4,000$47
AdvisorNet Financial, Inc3,032$35
Global Retirement Partners, LLC2,052$24
MAI Capital Management2,000$23
Sunbelt Securities, Inc.2,000$23
Cape Investment Advisory, Inc.1,767$21
Basepoint Wealth LLC1,062$12
JONES FINANCIAL COMPANIES LLLP455$5
VALLEY NATIONAL ADVISERS INC333$0
Sound Income Strategies, LLC62$1
BANK OF AMERICA CORP /DE/57$1
GAMMA Investing LLC15$0
Parallel Advisors, LLC2$0
Total (51 institutions)6,443,751$63,925