ELLSWORTH GROWTH & INCOME FD

CUSIP: 289074106 Class: Closed End

PRELUDE CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001387508)

Note: Option positions (PUT/CALL) are excluded.

Q2 2014
Shares 1,391 Value ($000) $12 Avg Close — Range —
Q1 2014
Shares 887 Value ($000) $8 Avg Close — Range —