ELLSWORTH GROWTH & INCOME FD

CUSIP: 289074106 Class: Closed End

K2 PRINCIPAL FUND, L.P.'s Holding History (CIK: 0001461790)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 24,619 Value ($000) $286 Avg Close — Range —
Q3 2025
Shares 23,785 Value ($000) $276 Avg Close — Range —
Q2 2025
Shares 23,785 Value ($000) $244 Avg Close — Range —
Q1 2025
Shares 23,785 Value ($000) $216 Avg Close — Range —
Q4 2024
Shares 15,193 Value ($000) $147 Avg Close — Range —