ELLSWORTH GROWTH & INCOME FD

CUSIP: 289074106 Class: Closed End

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 260 Value ($000) $2 Avg Close — Range —
Q2 2014
Shares 260 Value ($000) $2,295 Avg Close — Range —
Q3 2013
Shares 5,652 Value ($000) $44 Avg Close — Range —
Q2 2013
Shares 9,545 Value ($000) $73 Avg Close — Range —