ELLSWORTH GROWTH & INCOME FD

CUSIP: 289074106 Class: Closed End

Tradewinds Capital Management, LLC's Holding History (CIK: 0001616026)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 2,780 Value ($000) $24 Avg Close — Range —
Q3 2014
Shares 2,780 Value ($000) $24 Avg Close — Range —
Q2 2014
Shares 2,780 Value ($000) $25 Avg Close — Range —
Q1 2014
Shares 2,780 Value ($000) $24 Avg Close — Range —
Q4 2013
Shares 2,780 Value ($000) $23 Avg Close — Range —