ELLSWORTH GROWTH & INCOME FD

CUSIP: 289074106 Class: Closed End

NWAM LLC's Holding History (CIK: 0001655006)

Note: Option positions (PUT/CALL) are excluded.

Q4 2012
Shares 81,070 Value ($000) $579 Avg Close — Range —
Q3 2012
Shares 78,753 Value ($000) $579 Avg Close — Range —
Q2 2012
Shares 82,338 Value ($000) $579 Avg Close — Range —