TCW ETF TRUST

Ticker: VOTE CUSIP: 29287L106 Class: TRANSFRM 500 ETF

Holders for Q4 2025 Position Changes for Q4 2025

Note: Option positions (PUT/CALL) are excluded.

New Positions (7)

Legacy Wealth Managment, LLC/ID
Value ($000) $87 Shares 1,080
GTS SECURITIES LLC
Value ($000) $709 Shares 8,833
Krilogy Financial LLC
Value ($000) $271 Shares 3,334
Tower Research Capital LLC (TRC)
Value ($000) $81 Shares 1,007
ASSETMARK, INC
Value ($000) $11 Shares 132
WELLS FARGO & COMPANY/MN
Value ($000) $0 Shares 3
CWM, LLC
Value ($000) $0 Shares 100

Increased Positions (25)

Angeles Investment Advisors, LLC
Value ($000) $64,262 (+12.2%) Shares 801,039 (+9.8%)
Plum Street Advisors, LLC
Value ($000) $2,723 (+36.6%) Shares 33,941 (+33.6%)
AI Financial Services LLC
Value ($000) $3,618 (+5.6%) Shares 45,105 (+3.6%)
RAINIER FAMILY WEALTH INC
Value ($000) $425 (+74.8%) Shares 5,302 (+71.0%)
Sonoma Allocations LLC
Value ($000) $650 (+120.8%) Shares 7,961 (+110.3%)
ASPIRIANT, LLC
Value ($000) $10,491 (+26.6%) Shares 130,776 (+23.9%)
Gateway Wealth Partners, LLC
Value ($000) $3,928 (+5.2%) Shares 48,962 (+2.9%)
Etesian Wealth Advisors, Inc.
Value ($000) $966 (+9.0%) Shares 12,038 (+6.6%)
Brinker Capital Investments, LLC
Value ($000) $13,071 (+10.4%) Shares 162,935 (+8.0%)
Modern Wealth Management, LLC
Value ($000) $2,276 (+19.2%) Shares 28,367 (+16.6%)
Ashton Thomas Private Wealth, LLC
Value ($000) $678 (+41.9%) Shares 8,455 (+38.8%)
SEEDS INVESTOR LLC
Value ($000) $1,294 (+3.7%) Shares 16,132 (+1.5%)
BANK OF AMERICA CORP /DE/
Value ($000) $14,164 (+7.5%) Shares 176,564 (+5.2%)
LPL Financial LLC
Value ($000) $2,309 (+23.5%) Shares 28,778 (+20.8%)
Creative Planning
Value ($000) $1,349 (+37.4%) Shares 16,820 (+34.4%)
Rockefeller Capital Management L.P.
Value ($000) $364 (+276.6%) Shares 4,539 (+268.4%)
Kestra Advisory Services, LLC
Value ($000) $1,439 (+13.9%) Shares 17,934 (+11.4%)
MORGAN STANLEY
Value ($000) $10,001 (+4.7%) Shares 124,662 (+2.5%)
AQR CAPITAL MANAGEMENT LLC
Value ($000) $312 (+53.7%) Shares 3,892 (+50.3%)
Betterment LLC
Value ($000) $126 (+3.3%) Shares 1,572,590 (+1.1%)

Decreased Positions (14)

Litman Gregory Wealth Management LLC
Value ($000) $14,139 (-0.7%) Shares 176,249 (-2.8%)
JPMORGAN CHASE & CO
Value ($000) $42,392 (-5.3%) Shares 528,431 (-7.3%)
GOLDMAN SACHS GROUP INC
Value ($000) $30,344 (-1.3%) Shares 378,240 (-3.4%)
MONETA GROUP INVESTMENT ADVISORS LLC
Value ($000) $2,578 (-2.7%) Shares 32,133 (-4.8%)
Buckingham Strategic Partners
Value ($000) $427 (-11.3%) Shares 5,320 (-11.3%)
Root Financial Partners, LLC
Value ($000) $6 (-80.3%) Shares 77 (-80.8%)
COMMONWEALTH EQUITY SERVICES, LLC
Value ($000) $1,076 (+91824.8%) Shares 13,407 (-10.0%)
ROYAL BANK OF CANADA
Value ($000) $56 (-34.9%) Shares 700 (-36.2%)
Thrivent Financial for Lutherans
Value ($000) $63 (+1.0%) Shares 775,453 (-1.9%)
STIFEL FINANCIAL CORP
Value ($000) $703 (+0.6%) Shares 8,763 (-1.6%)
US BANCORP \DE\
Value ($000) $4 (-31.9%) Shares 50 (-33.3%)
Rossby Financial, LCC
Value ($000) $88 (+0.6%) Shares 1,094 (-1.3%)
Russell Investments Group, Ltd.
Value ($000) $36 (-1.1%) Shares 449 (-3.2%)
Cambridge Investment Research Advisors, Inc.
Value ($000) $6 (0.0%) Shares 75,376 (-2.2%)

Exited Positions (6)

SRS Capital Advisors, Inc.
Value ($000) $6,757 Shares 164,737
BRIGHTON JONES LLC
Value ($000) $1,702 Shares 21,693
SUSQUEHANNA INTERNATIONAL GROUP, LLP
Value ($000) $400 Shares 5,097
MATHER GROUP, LLC.
Value ($000) $16 Shares 200
AE Wealth Management LLC
Value ($000) $2 Shares 30
Financial Life Planners
Value ($000) $0 Shares 4