EXCHANGE LISTED FDS TR

Ticker: CEFS CUSIP: 30151E806 Class: SABA INT RATE

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
LPL Financial LLC405,574$9,344
New England Private Wealth Advisors LLC382,742$8,818
RAYMOND JAMES FINANCIAL INC318,136$7,330
Farther Finance Advisors, LLC316,162$7,284
ROYAL BANK OF CANADA290,550$6,694
ENVESTNET ASSET MANAGEMENT INC290,078$6,683
AdvisorNet Financial, Inc275,727$6,353
Foundations Investment Advisors, LLC256,506$5,910
Cetera Investment Advisers253,817$5,848
Columbus Macro, LLC246,616$5,682
Arete Wealth Advisors, LLC245,564$6
Private Capital Management, LLC194,618$4,484
XML Financial, LLC191,327$4,408
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC127,604$2,923
SCOTIA CAPITAL INC.101,580$2,340
Quattro Advisors LLC101,521$2,339
Thomas J. Herzfeld Advisors, Inc.84,021$1,936
Visionary Wealth Advisors73,698$1,698
ROVIN CAPITAL /UT/ /ADV72,766$2
OPPENHEIMER & CO INC60,824$1,401
Proficio Capital Partners LLC60,275$1,389
3EDGE Asset Management, LP57,009$1,313
Ausdal Financial Partners, Inc.53,202$1,226
Lido Advisors, LLC52,765$1,201
OSAIC HOLDINGS, INC.52,132$1,201
Tactive Advisors, LLC51,109$1,178
SHEETS SMITH WEALTH MANAGEMENT48,510$1,118
IHT Wealth Management, LLC46,460$1,070
Chicago Partners Investment Group LLC45,477$1,055
Avior Wealth Management, LLC45,059$1,038
Triumph Capital Management43,719$1,007
NewEdge Advisors, LLC39,723$915
Ares Financial Consulting, LLC36,740$846
PRINCIPAL SECURITIES, INC.35,755$824
Family Manage LLC35,532$819
Newbridge Financial Services Group, Inc.34,611$797
Fort Point Capital Partners LLC32,778$760
QUANTIFY CHAOS ADVISORS, LLC30,968$714
AMERIPRISE FINANCIAL INC29,775$686
Amplius Wealth Advisors, LLC27,551$635
COMMONWEALTH EQUITY SERVICES, LLC27,317$629
J.W. COLE ADVISORS, INC.26,677$13
CARY STREET PARTNERS FINANCIAL LLC26,459$610
Adalta Capital Management LLC26,135$602
Advisor OS, LLC24,812$572
CSS LLC/IL24,674$568
Cambridge Investment Research Advisors, Inc.23,784$1
Toroso Investments, LLC21,370$492
Unified Investment Management20,572$474
Oregon Pacific Wealth Management, LLC20,193$465
Bison Wealth, LLC18,737$418
CERTIOR FINANCIAL GROUP, LLC18,216$420
STIFEL FINANCIAL CORP16,732$386
Private Advisor Group, LLC15,521$358
MILLENNIUM MANAGEMENT LLC15,511$357
Gladstone Institutional Advisory LLC13,955$322
Towerpoint Wealth, LLC13,690$315
NOVEM GROUP12,190$281
Mariner, LLC12,016$277
Braeburn Wealth Management LLC11,675$269
Hilltop Holdings Inc.11,074$255
Closed-End Fund Advisors, Inc.10,441$241
THOMPSON SIEGEL & WALMSLEY LLC10,000$0
CALTON & ASSOCIATES, INC.9,562$220
Encompass More Asset Management9,390$216
Anfield Capital Management, LLC7,429$171
NBC SECURITIES, INC.6,440$148
MORGAN STANLEY4,487$103
Wealth Enhancement Trust Services, Inc.3,426$79
Allworth Financial LP3,200$74
Boreal Capital Management LLC3,075$71
Rockefeller Capital Management L.P.2,278$53
Steward Partners Investment Advisory, LLC1,941$45
SHP Wealth Management1,864$43
Bangor Savings Bank772$18
HAZLETT, BURT & WATSON, INC.736$0
ASSETMARK, INC703$16
CARY STREET PARTNERS INVESTMENT ADVISORY LLC460$11
Horizons Wealth Management433$10
AE Wealth Management LLC380$9
WINMILL & CO. INC100$2
UBS Group AG4$0
WELLS FARGO & COMPANY/MN1$0
Total (83 institutions)5,627,013$120,889