FIDUS INVT CORP

Ticker: FDUS CUSIP: 316500107 Class: CEF

CONFLUENCE INVESTMENT MANAGEMENT LLC's Holding History (CIK: 0001442056)

Note: Option positions (PUT/CALL) are excluded.

Q3 2013

Shares 103,443 Value ($000) $2,007 Avg Close $4.95 Range $4.68 - $5.22

Q2 2013

Shares 133,266 Value ($000) $2,493 Avg Close $4.67 Range $3.99 - $4.95

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2013	103,443	$2,007	$4.95	$4.68 - $5.22
Q2 2013	133,266	$2,493	$4.67	$3.99 - $4.95