FIDUS INVT CORP

Ticker: FDUS CUSIP: 316500107 Class: CEF

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
VAN ECK ASSOCIATES CORP851,637$16
RAYMOND JAMES FINANCIAL INC736,025$14,205
Cetera Investment Advisers523,659$10,107
ENVESTNET ASSET MANAGEMENT INC520,330$10,042
Columbus Macro, LLC485,780$9,376
UBS Group AG439,945$8,491
Baird Financial Group, Inc.385,598$7,442
TWO SIGMA INVESTMENTS, LP382,391$7,380
Muzinich & Co., Inc.347,114$6,699
Legal & General Group Plc252,442$4,868
MORGAN STANLEY249,524$4,816
MILLENNIUM MANAGEMENT LLC247,580$4,778
BlackRock, Inc.244,357$4,716
Sumitomo Mitsui Trust Holdings, Inc.213,385$4,118
NOVARE CAPITAL MANAGEMENT LLC204,889$3,954
FRANKLIN RESOURCES INC184,152$3,554
PFG Advisors183,987$3,551
Ethos Financial Group, LLC138,173$2,667
Advisors Asset Management, Inc.112,724$2,176
JANE STREET GROUP, LLC109,758$2,118
RIVERBRIDGE PARTNERS LLC101,578$1,960
Capital Investment Advisory Services, LLC100,180$1,933
LPL Financial LLC95,795$1,849
HighTower Advisors, LLC93,215$1,799
D.A. DAVIDSON & CO.81,870$1,580
Plan Group Financial, LLC79,689$1,538
Davis Investment Partners, LLC76,703$1,498
IHT Wealth Management, LLC74,606$1,440
Palogic Value Management, L.P.73,993$1,428
NewEdge Advisors, LLC72,995$1,409
Legacy Capital Wealth Partners, LLC72,921$1,407
Qube Research & Technologies Ltd72,084$1,391
TWO SIGMA ADVISERS, LP72,013$1,390
Capital Advisory Group Advisory Services, LLC70,546$1,362
AMERIPRISE FINANCIAL INC68,832$1,328
Greenland Capital Management LP65,000$1,255
MGB Wealth Management, LLC61,793$1,193
ROCKLAND TRUST CO55,912$1,079
WT Wealth Management51,113$986
CREDIT AGRICOLE S A50,401$973
GREAT WEST LIFE ASSURANCE CO /CAN/45,814$1
MQS Management LLC44,143$852
TRUIST FINANCIAL CORP43,879$847
COMMONWEALTH EQUITY SERVICES, LLC43,604$842
Schonfeld Strategic Advisors LLC41,679$804
Y-Intercept (Hong Kong) Ltd41,518$801
Hennion & Walsh Asset Management, Inc.38,831$749
Closed-End Fund Advisors, Inc.38,831$749
Sound Income Strategies, LLC38,096$758
DAVENPORT & Co LLC35,887$693
Haven Private, LLC33,656$650
XTX Topco Ltd33,519$647
Virtus Investment Advisers, LLC33,322$643
BANK OF AMERICA CORP /DE/32,879$635
Caprock Group, LLC32,665$630
Jump Financial, LLC32,635$630
GOLDMAN SACHS GROUP INC32,514$628
JPMORGAN CHASE & CO32,245$622
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO31,233$603
Beacon Pointe Advisors, LLC30,128$581
Cornerstone Wealth Management, LLC30,125$581
TrueMark Investments, LLC30,021$579
Steward Partners Investment Advisory, LLC28,763$555
Creative Planning28,716$554
Quantinno Capital Management LP27,165$524
LEVEL FOUR ADVISORY SERVICES, LLC27,051$522
Stratos Wealth Partners, LTD.27,000$521
MERCER GLOBAL ADVISORS INC /ADV26,966$520
D. E. Shaw & Co., Inc.24,941$481
OpenArc Corporate Advisory, LLC24,847$480
Summit Trail Advisors, LLC22,616$436
EAGLE GLOBAL ADVISORS LLC22,255$430
SUSQUEHANNA INTERNATIONAL GROUP, LLP22,006$425
Golden State Equity Partners21,957$424
NORTHERN TRUST CORP21,240$410
VestGen Advisors, LLC21,148$408
OXFORD ASSET MANAGEMENT LLP20,239$391
Verition Fund Management LLC20,200$390
Accredited Investors Inc.20,000$386
Prospera Financial Services Inc19,966$385
WELLS FARGO & COMPANY/MN19,612$379
OPPENHEIMER & CO INC19,489$376
Monument Capital Management19,039$367
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC18,988$374
Apollon Wealth Management, LLC18,396$355
Brevan Howard Capital Management LP18,194$351
OAK HARBOR WEALTH PARTNERS, LLC17,981$347
STIFEL FINANCIAL CORP17,657$341
Quantbot Technologies LP17,353$335
Clearstead Advisors, LLC16,432$317
Secure Asset Management, LLC15,411$297
Koss-Olinger Consulting, LLC15,153$292
JT Stratford LLC15,046$290
Quadrature Capital Ltd14,841$286
Aquatic Capital Management LLC14,519$280
Global Retirement Partners, LLC13,970$270
Private Advisor Group, LLC13,906$268
HB Wealth Management, LLC13,599$262
Morey & Quinn Wealth Partners, LLC13,278$256
Bragg Financial Advisors, Inc13,011$251
48 other institutions199,043$3,186
Total (148 institutions)10,053,907$176,126