FIDUS INVT CORP

Ticker: FDUS CUSIP: 316500107 Class: CEF

Ground Swell Capital, LLC's Holding History (CIK: 0001534450)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 200 Value ($000) $3 Avg Close $5.26 Range $4.79 - $5.81
Q2 2014
Shares 1,506 Value ($000) $31 Avg Close $5.19 Range $4.46 - $5.98