FIRST TR SR FLG RTE INCM FD

CUSIP: 33733U108 Class: Closed End

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
MORGAN STANLEY1,469,664$14,800
Penserra Capital Management LLC767,231$8
Advisors Asset Management, Inc.682,771$6,876
Invesco Ltd.653,730$6,583
BANK OF AMERICA CORP /DE/541,437$5,452
Edgemoor Investment Advisors, Inc.490,037$4,935
LPL Financial LLC435,236$4,383
RAYMOND JAMES FINANCIAL INC356,724$3,592
SIT INVESTMENT ASSOCIATES INC349,329$4
AMERIPRISE FINANCIAL INC286,536$2,885
UBS Group AG252,376$2,541
D.A. DAVIDSON & CO.252,303$2,541
GUGGENHEIM CAPITAL LLC242,671$2,444
Focus Partners Wealth241,905$2,436
IFP Advisors, Inc170,507$1,717
Logan Stone Capital, LLC162,903$1,640
WELLS FARGO & COMPANY/MN125,759$1,266
BALYASNY ASSET MANAGEMENT L.P.111,622$1,124
STIFEL FINANCIAL CORP107,616$1,084
ROYAL BANK OF CANADA107,305$1,080
WOLVERINE ASSET MANAGEMENT LLC95,518$962
1607 Capital Partners, LLC94,651$953
RFG Advisory, LLC90,817$915
Almitas Capital LLC88,034$887
SHUFRO ROSE & CO LLC72,300$728
SUSQUEHANNA INTERNATIONAL GROUP, LLP69,201$697
Baird Financial Group, Inc.68,476$690
Verity Asset Management, Inc.67,772$682
Janney Montgomery Scott LLC66,948$1
Virtus Investment Advisers, LLC65,895$664
Cetera Investment Advisers63,378$638
Cambridge Investment Research Advisors, Inc.53,828$1
COMMONWEALTH EQUITY SERVICES, LLC50,869$512
Yakira Capital Management, Inc.49,810$502
Rockefeller Capital Management L.P.49,085$494
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC43,939$442
Genesis Financial Group, LLC41,607$419
Everstar Asset Management, LLC40,545$408
OSAIC HOLDINGS, INC.38,885$392
READYSTATE ASSET MANAGEMENT LP36,803$371
Geneos Wealth Management Inc.34,526$348
Sanctuary Advisors, LLC31,415$316
AEGON USA Investment Management, LLC30,017$302
CX Institutional23,649$0
Ethos Financial Group, LLC21,449$216
CWM, LLC21,403$0
Apriem Advisors21,000$211
Kestra Advisory Services, LLC20,640$208
UHLMANN PRICE SECURITIES, LLC19,668$198
NWF Advisory Services Inc.19,017$192
SeaCrest Wealth Management, LLC18,898$188
WESCAP Management Group, Inc.18,111$182
Sunpointe, LLC17,697$178
CSS LLC/IL17,603$177
SEVEN MILE ADVISORY17,562$177
KINGSWOOD WEALTH ADVISORS, LLC17,421$175
NOMURA HOLDINGS INC15,336$154
Moss Adams Wealth Advisors LLC15,161$153
NATIONS FINANCIAL GROUP INC, /IA/ /ADV13,683$138
Corient Private Wealth LLC12,972$131
Concurrent Investment Advisors, LLC12,200$123
Helium Advisors LLC12,087$122
XTX Topco Ltd10,587$107
Alteri Wealth LLC10,370$104
Global Retirement Partners, LLC9,955$100
CULLEN/FROST BANKERS, INC.8,000$81
NBC SECURITIES, INC.2,810$28
MAI Capital Management2,700$27
Pinnacle Wealth Planning Services, Inc.2,590$26
Steward Partners Investment Advisory, LLC2,482$25
NATIONAL BANK OF CANADA /FI/2,000$20
TD Waterhouse Canada Inc.1,400$14
WHITTIER TRUST CO1,358$14
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO1,170$12
WPG Advisers, LLC1,027$10
BNP PARIBAS ARBITRAGE, SA907$9
Princeton Global Asset Management LLC900$9
HIGHLINE WEALTH PARTNERS LLC800$8
GAMMA Investing LLC517$5
Motiv8 Investments LLC514$0
Allworth Financial LP500$5
COMERICA BANK497$5
CoreFirst Bank & Trust312$3
CoreCap Advisors, LLC241$2
Farther Finance Advisors, LLC183$2
GPS Wealth Strategies Group, LLC154$2
Salomon & Ludwin, LLC112$1
HUNTINGTON NATIONAL BANK1$0
Total (88 institutions)9,549,625$83,256