FIRST TR SR FLG RTE INCM FD

CUSIP: 33733U108 Class: Closed End

PenderFund Capital Management Ltd.'s Holding History (CIK: 0001706164)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020
Shares 50,000 Value ($000) $740 Avg Close — Range —
Q3 2020
Shares 50,000 Value ($000) $735 Avg Close — Range —
Q2 2020
Shares 50,000 Value ($000) $739 Avg Close — Range —
Q1 2020
Shares 50,000 Value ($000) $669 Avg Close — Range —
Q4 2019
Shares 100,000 Value ($000) $1,629 Avg Close — Range —
Q3 2019
Shares 100,000 Value ($000) $1,198 Avg Close — Range —
Q2 2019
Shares 100,000 Value ($000) $1,204 Avg Close — Range —
Q1 2019
Shares 100,000 Value ($000) $1,615 Avg Close — Range —