FIRST TRUST LRGCP GWT ALPHAD

Ticker: FTC CUSIP: 33735K108 Class: ETF

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
MORGAN STANLEY714,028$114,156
LPL Financial LLC690,775$110,439
Janney Montgomery Scott LLC444,932$71
WELLS FARGO & COMPANY/MN418,058$66,837
RAYMOND JAMES FINANCIAL INC271,020$43,330
UBS Group AG227,091$36,306
COMMONWEALTH EQUITY SERVICES, LLC186,232$29,774
FIRST TRUST ADVISORS LP171,100$27,355
Baird Financial Group, Inc.150,464$24,056
BANK OF AMERICA CORP /DE/144,315$23,072
Cambridge Investment Research Advisors, Inc.113,772$18
CX Institutional107,778$17
Kingsview Wealth Management, LLC102,547$16,395
Cetera Investment Advisers96,581$15,441
WIN ADVISORS, INC90,856$14,526
BENJAMIN EDWARDS INC72,163$11,539
ROYAL BANK OF CANADA67,298$10,760
STIFEL FINANCIAL CORP48,912$7,821
U.S. Capital Wealth Advisors, LLC42,360$6,772
OSAIC HOLDINGS, INC.40,021$6,400
SUSQUEHANNA INTERNATIONAL GROUP, LLP38,472$6,151
D.A. DAVIDSON & CO.38,107$6,092
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO37,042$5,922
ENVESTNET ASSET MANAGEMENT INC30,474$4,872
IHT Wealth Management, LLC27,725$4,433
GREENUP STREET WEALTH MANAGEMENT LLC23,892$3,820
HARBOUR INVESTMENTS, INC.23,461$3,751
LVZ, Inc.23,313$3,727
JONES FINANCIAL COMPANIES LLLP22,121$3,537
Private Advisor Group, LLC21,647$3,461
Vestmark Advisory Solutions, Inc.20,601$3,294
HFG Advisors, Inc.19,944$3,189
Rockefeller Capital Management L.P.19,621$3,137
IFP Advisors, Inc19,231$3,075
Equitable Holdings, Inc.19,017$3,040
Western Wealth Management, LLC18,772$3,001
Prospera Financial Services Inc18,735$2,995
AMERIPRISE FINANCIAL INC17,598$2,813
Gateway Wealth Partners, LLC15,802$2,526
Wedmont Private Capital15,400$2,540
FSB PREMIER WEALTH MANAGEMENT, INC.15,378$2,459
Snowden Capital Advisors LLC14,351$2,294
Stratos Wealth Partners, LTD.13,760$2,200
Wealthcare Advisory Partners LLC13,705$2,191
Gladstone Institutional Advisory LLC13,333$2,132
Empirical Asset Management, LLC12,332$1,972
BKA Wealth Consulting, Inc.12,067$1,929
Apollon Wealth Management, LLC11,373$1,818
NewEdge Advisors, LLC11,334$1,812
NATIXIS ADVISORS, L.P.11,319$2
TRUIST FINANCIAL CORP11,291$1,805
Kestra Advisory Services, LLC11,264$1,801
MONEY CONCEPTS CAPITAL CORP11,085$1,772
CWM, LLC10,839$2
Proactive Wealth Strategies LLC10,504$1,679
Horizon Family Wealth, Inc.10,239$1,637
Hilton Head Capital Partners, LLC9,966$1,593
Farther Finance Advisors, LLC9,735$1,556
Krilogy Financial LLC9,485$1,564
Allworth Financial LP9,383$1,500
NBC SECURITIES, INC.9,340$1,493
Integrated Wealth Concepts LLC9,112$1,457
HighTower Advisors, LLC8,879$1,420
OPPENHEIMER & CO INC8,829$1,412
O'SHAUGHNESSY ASSET MANAGEMENT, LLC8,743$1,398
MML INVESTORS SERVICES, LLC8,617$1,378
Mutual Advisors, LLC8,525$1,363
CoreCap Advisors, LLC8,491$1,358
CITADEL ADVISORS LLC8,483$1,356
Geneos Wealth Management Inc.7,875$1,259
Transamerica Financial Advisors, Inc.7,738$1,237
Three Seasons Wealth, LLC7,655$1,224
SILVER OAK SECURITIES, INCORPORATED7,519$1,214
RPS ADVISORY SOLUTIONS LLC7,429$1,188
Richmond Investment Services, LLC7,353$1,176
Beck Bode, LLC7,045$1,126
KESTRA PRIVATE WEALTH SERVICES, LLC6,956$1,112
G&S Capital LLC6,742$1,078
COMERICA BANK6,662$1,065
Fifth Third Securities, Inc.6,529$1,044
Cresset Asset Management, LLC6,496$1,039
Clearwater Capital Advisors, LLC5,754$920
Stonebridge Financial Planning Group, LLC5,560$889
LaSalle St. Investment Advisors, LLC5,464$1
Creative Planning5,339$854
Sanctuary Advisors, LLC5,311$849
JPMORGAN CHASE & CO5,276$844
Arkadios Wealth Advisors5,263$841
Ashton Thomas Private Wealth, LLC5,133$821
MPWM ADVISORY SOLUTIONS, LLC5,112$817
Sigma Planning Corp4,971$795
Mariner, LLC4,904$784
Well Done, LLC4,875$779
Global Assets Advisory, LLC4,872$779
StoneX Group Inc.4,822$771
GREAT VALLEY ADVISOR GROUP, INC.4,712$753
C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors4,499$719
Envestnet Portfolio Solutions, Inc.4,479$716
Marks Group Wealth Management, Inc4,435$709
1776 Wealth LLC4,364$698
100 other institutions176,003$27,516
Total (200 institutions)5,340,187$742,430