FIRST TRUST LRGCP GWT ALPHAD

Ticker: FTC CUSIP: 33735K108 Class: ETF

STEPHENS INC /AR/'s Holding History (CIK: 0000757657)

Note: Option positions (PUT/CALL) are excluded.

Q4 2021
Shares 1,860 Value ($000) $224 Avg Close — Range —
Q3 2021
Shares 1,860 Value ($000) $207 Avg Close — Range —
Q2 2021
Shares 1,860 Value ($000) $204 Avg Close — Range —
Q3 2015
Shares 5,574 Value ($000) $255 Avg Close — Range —
Q2 2015
Shares 6,000 Value ($000) $291 Avg Close — Range —
Q4 2014
Shares 11,376 Value ($000) $529 Avg Close — Range —
Q3 2014
Shares 37,174 Value ($000) $1,618 Avg Close — Range —
Q2 2014
Shares 43,496 Value ($000) $1,906 Avg Close — Range —
Q1 2014
Shares 44,072 Value ($000) $1,840 Avg Close — Range —