FIRST TRUST LRGCP GWT ALPHAD

Ticker: FTC CUSIP: 33735K108 Class: ETF

Horizon Investments, LLC's Holding History (CIK: 0001560717)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 86,062 Value ($000) $6,276 Avg Close — Range —
Q3 2019
Shares 81,960 Value ($000) $5,736 Avg Close — Range —
Q2 2019
Shares 82,441 Value ($000) $5,799 Avg Close — Range —
Q1 2019
Shares 76,592 Value ($000) $5,129 Avg Close — Range —
Q4 2018
Shares 67,168 Value ($000) $3,850 Avg Close — Range —
Q3 2018
Shares 54,805 Value ($000) $3,857 Avg Close — Range —
Q2 2018
Shares 52,544 Value ($000) $3,466 Avg Close — Range —
Q1 2018
Shares 42,767 Value ($000) $2,729 Avg Close — Range —
Q4 2017
Shares 105,083 Value ($000) $5,623 Avg Close — Range —
Q2 2016
Shares 203,740 Value ($000) $10,158 Avg Close — Range —
Q1 2016
Shares 249,955 Value ($000) $12,065 Avg Close — Range —
Q4 2015
Shares 215,480 Value ($000) $10,388 Avg Close — Range —
Q3 2015
Shares 187,124 Value ($000) $8,546 Avg Close — Range —
Q2 2015
Shares 102,042 Value ($000) $4,957 Avg Close — Range —
Q1 2015
Shares 82,778 Value ($000) $4,030 Avg Close — Range —