FIRST TR EXCH TRD ALPHDX FD

Institution	Shares	Value ($000)
Genesee Capital Advisors, LLC	10,519	$646
&PARTNERS	48,939	$3,074
JANE STREET GROUP, LLC	26,274	$1,613
Lido Advisors, LLC	4,264	$262
Sound Income Strategies, LLC	630	$40
Rockefeller Capital Management L.P.	398	$24
ASSETMARK, INC	38	$2
Global Retirement Partners, LLC	14	$1
UBS Group AG	5	$0
Darwin Wealth Management, LLC	2	$0

Increased Positions (8)

Rathbones Group PLC

Value ($000) $6,377 (+21.5%) Shares 103,857 (+16.3%)

FIRST TRUST ADVISORS LP

Value ($000) $37,764 (+6.7%) Shares 615,062 (+2.1%)

LPL Financial LLC

Value ($000) $1,530 (+23.7%) Shares 24,911 (+18.4%)

Steward Partners Investment Advisory, LLC

Value ($000) $2,412 (+5.9%) Shares 39,277 (+1.3%)

NewEdge Advisors, LLC

Value ($000) $2,270 (+5.9%) Shares 36,968 (+1.4%)

RAYMOND JAMES FINANCIAL INC

Value ($000) $871 (+7.2%) Shares 14,184 (+2.6%)

OSAIC HOLDINGS, INC.

Value ($000) $750 (+9.4%) Shares 12,209 (+2.4%)

IFP Advisors, Inc

Value ($000) $37 (+54.6%) Shares 604 (+48.0%)

Institution	Prev Shares	Curr Shares	Change
Rathbones Group PLC	89,280	103,857	+14,577 (+16.3%)
FIRST TRUST ADVISORS LP	602,203	615,062	+12,859 (+2.1%)
LPL Financial LLC	21,031	24,911	+3,880 (+18.4%)
Steward Partners Investment Advisory, LLC	38,758	39,277	+519 (+1.3%)
NewEdge Advisors, LLC	36,455	36,968	+513 (+1.4%)
RAYMOND JAMES FINANCIAL INC	13,823	14,184	+361 (+2.6%)
OSAIC HOLDINGS, INC.	11,926	12,209	+283 (+2.4%)
IFP Advisors, Inc	408	604	+196 (+48.0%)

Decreased Positions (9)

Warner Group LLC

Value ($000) $4,243 (-7.1%) Shares 69,108 (-11.1%)

HWG Holdings LP

Value ($000) $1,000 (+2.4%) Shares 16,290 (-2.0%)

DAYMARK WEALTH PARTNERS, LLC

Value ($000) $2,129 (+0.5%) Shares 34,682 (-3.8%)

SUSQUEHANNA INTERNATIONAL GROUP, LLP

Value ($000) $1,223 (-35.8%) Shares 19,912 (-38.5%)

BANK OF AMERICA CORP /DE/

Value ($000) $702 (-48.5%) Shares 11,434 (-50.7%)

HARBOUR INVESTMENTS, INC.

Value ($000) $1,459 (-2.1%) Shares 23,762 (-6.3%)

MORGAN STANLEY

Value ($000) $7,838 (+2.2%) Shares 127,651 (-2.2%)

Transamerica Financial Advisors, Inc.

Value ($000) $272 (-1.4%) Shares 4,425 (-5.6%)

WELLS FARGO & COMPANY/MN

Value ($000) $0 (-33.3%) Shares 1 (-50.0%)

Institution	Prev Shares	Curr Shares	Change
Warner Group LLC	77,703	69,108	-8,595 (-11.1%)
HWG Holdings LP	16,614	16,290	-324 (-2.0%)
DAYMARK WEALTH PARTNERS, LLC	36,065	34,682	-1,383 (-3.8%)
SUSQUEHANNA INTERNATIONAL GROUP, LLP	32,381	19,912	-12,469 (-38.5%)
BANK OF AMERICA CORP /DE/	23,213	11,434	-11,779 (-50.7%)
HARBOUR INVESTMENTS, INC.	25,351	23,762	-1,589 (-6.3%)
MORGAN STANLEY	130,490	127,651	-2,839 (-2.2%)
Transamerica Financial Advisors, Inc.	4,687	4,425	-262 (-5.6%)
WELLS FARGO & COMPANY/MN	2	1	-1 (-50.0%)

Exited Positions (5)

OBSIDIAN CIO, LLC

Value ($000) $258 Shares 4,394

FLOW TRADERS U.S. LLC

Value ($000) $2 Shares 40,282

CITADEL ADVISORS LLC

Value ($000) $746 Shares 12,687

Advisory Services Network, LLC

Value ($000) $64 Shares 1,085

JPMORGAN CHASE & CO

Value ($000) $33 Shares 561

Institution	Prev Shares	Prev Value ($000)
OBSIDIAN CIO, LLC	4,394	$258
FLOW TRADERS U.S. LLC	40,282	$2
CITADEL ADVISORS LLC	12,687	$746
Advisory Services Network, LLC	1,085	$64
JPMORGAN CHASE & CO	561	$33