FIRST TR EXCHANGE-TRADED ALP

Ticker: FNY CUSIP: 33737M102 Class: ETF

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020
Shares 20,499 Value ($000) $1,340 Avg Close — Range —
Q3 2020
Shares 98,471 Value ($000) $5,277 Avg Close — Range —
Q2 2020
Shares 101,943 Value ($000) $4,874 Avg Close — Range —
Q1 2020
Shares 95,797 Value ($000) $3,539 Avg Close — Range —
Q4 2019
Shares 110,153 Value ($000) $5,277 Avg Close — Range —
Q3 2019
Shares 104,793 Value ($000) $4,690 Avg Close — Range —
Q2 2019
Shares 82,327 Value ($000) $3,726 Avg Close — Range —
Q1 2019
Shares 76,653 Value ($000) $3,314 Avg Close — Range —
Q4 2018
Shares 15,541 Value ($000) $563 Avg Close — Range —
Q3 2018
Shares 10,642 Value ($000) $493 Avg Close — Range —
Q2 2018
Shares 9,110 Value ($000) $395 Avg Close — Range —
Q1 2018
Shares 8,223 Value ($000) $329 Avg Close — Range —
Q4 2017
Shares 5,504 Value ($000) $216 Avg Close — Range —
Q3 2014
Shares 1,610 Value ($000) $45 Avg Close — Range —
Q2 2014
Shares 1,610 Value ($000) $47 Avg Close — Range —
Q1 2014
Shares 960 Value ($000) $27 Avg Close — Range —
Q4 2013
Shares 1,160 Value ($000) $33 Avg Close — Range —
Q3 2013
Shares 1,360 Value ($000) $35 Avg Close — Range —
Q2 2013
Shares 960 Value ($000) $22 Avg Close — Range —