FIRST TR EXCHANGE-TRADED ALP

Ticker: FNY CUSIP: 33737M102 Class: ETF

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
LPL Financial LLC726,753$66,276
WELLS FARGO & COMPANY/MN584,020$53,259
MORGAN STANLEY391,891$35,738
NewEdge Advisors, LLC279,644$25,502
&PARTNERS155,868$14,215
UBS Group AG138,605$12,640
ENVESTNET ASSET MANAGEMENT INC105,133$9,587
Cetera Investment Advisers92,688$8,453
RAYMOND JAMES FINANCIAL INC65,757$5,997
FIRST TRUST ADVISORS LP59,533$5,429
OSAIC HOLDINGS, INC.58,375$5,325
IHT Wealth Management, LLC55,783$5,087
Kestra Advisory Services, LLC53,492$4,878
Janney Montgomery Scott LLC51,324$5
ROYAL BANK OF CANADA50,371$4,594
GOLDMAN SACHS GROUP INC50,000$4,560
Kingsview Wealth Management, LLC42,871$3,910
BENJAMIN EDWARDS INC42,823$3,909
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO42,282$3,856
Private Advisor Group, LLC39,853$3,634
KCM INVESTMENT ADVISORS LLC37,766$3,444
Wealth Management Partners, LLC35,966$3,280
Cambridge Investment Research Advisors, Inc.32,991$3
Steward Partners Investment Advisory, LLC30,380$2,770
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC28,000$2,691
COMMONWEALTH EQUITY SERVICES, LLC23,318$2,126
Global Retirement Partners, LLC22,322$2,036
Equitable Holdings, Inc.22,026$2,009
CITADEL ADVISORS LLC21,279$1,941
JONES FINANCIAL COMPANIES LLLP20,230$1,845
Empirical Asset Management, LLC18,995$1,732
Sylvest Advisors, LLC18,547$1,691
CRUX WEALTH ADVISORS18,131$1,653
MTM Investment Management, LLC17,681$1,612
Worthington Financial Partners, LLC16,368$1,493
STIFEL FINANCIAL CORP15,458$1,410
Pursuit Wealth Management LLC14,856$1,355
Transamerica Financial Advisors, Inc.13,958$1,273
G&S Capital LLC12,303$1,122
GTS SECURITIES LLC12,252$1,117
COMERICA BANK11,352$1,035
AssuredPartners Investment Advisors, LLC11,245$1,025
PCG Wealth Advisors, LLC9,603$876
IFP Advisors, Inc8,942$815
GREAT VALLEY ADVISOR GROUP, INC.8,481$773
Baird Financial Group, Inc.8,002$730
World Investment Advisors7,830$714
Dominguez Wealth Management Solutions, Inc.7,782$710
MML INVESTORS SERVICES, LLC7,600$693
Stonebridge Financial Planning Group, LLC7,566$690
Purus Wealth Management, LLC7,270$663
ARS Wealth Advisors Group, LLC7,040$642
Mutual Advisors, LLC6,920$631
TRANSCEND CAPITAL ADVISORS, LLC6,890$628
Sigma Planning Corp6,441$587
FOUNDERS FINANCIAL SECURITIES LLC6,379$582
Creative Planning6,245$570
Stratos Wealth Partners, LTD.5,918$540
Mariner, LLC5,774$527
US BANCORP \DE\5,689$519
Rockefeller Capital Management L.P.5,681$518
SUSQUEHANNA INTERNATIONAL GROUP, LLP5,666$517
Cornerstone Wealth Management, LLC5,665$517
Pine Valley Investments Ltd Liability Co5,370$490
Sanctuary Advisors, LLC5,361$489
Pinnacle Financial Partners, Inc.5,345$488
Geneos Wealth Management Inc.5,238$478
Element Wealth, LLC5,104$465
Thrivent Financial for Lutherans4,646$0
BostonPremier Wealth LLC4,637$423
D.A. DAVIDSON & CO.4,551$415
NEW WAVE WEALTH ADVISORS LLC4,488$409
Clear Point Advisors Inc.4,438$405
Keystone Wealth Services, LLC4,198$383
KEYBANK NATIONAL ASSOCIATION/OH3,926$358
Gateway Wealth Partners, LLC3,310$302
PFG Investments, LLC3,205$292
HARBOUR INVESTMENTS, INC.3,099$283
TKG Advisors, LLC3,044$278
QUADRANT CAPITAL GROUP LLC3,000$274
J.W. COLE ADVISORS, INC.2,970$242
Sound Income Strategies, LLC2,950$290
Proactive Wealth Strategies LLC2,947$269
Richmond Investment Services, LLC2,806$256
Venture Visionary Partners LLC2,800$255
TRUIST FINANCIAL CORP2,783$254
Ashton Thomas Private Wealth, LLC2,729$249
Arete Wealth Advisors, LLC2,650$0
1776 Wealth LLC2,642$241
OPPENHEIMER & CO INC2,602$237
PRIVATE TRUST CO NA2,499$228
Koshinski Asset Management, Inc.2,240$204
JPMORGAN CHASE & CO2,076$189
CWM, LLC1,576$0
BlackRock, Inc.1,200$109
MPWM ADVISORY SOLUTIONS, LLC1,054$96
CoreCap Advisors, LLC915$83
GPS Wealth Strategies Group, LLC648$59
MidFirst Bank573$52
Allworth Financial LP560$51
19 other institutions3,347$305
Total (119 institutions)3,807,401$338,858