FIRST TR EXCHANGE-TRADED ALP

Ticker: FNY CUSIP: 33737M102 Class: ETF

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q4 2021
Shares 3,142 Value ($000) $234 Avg Close — Range —
Q3 2021
Shares 3,042 Value ($000) $219 Avg Close — Range —
Q2 2021
Shares 3,152 Value ($000) $238 Avg Close — Range —
Q1 2021
Shares 5,373 Value ($000) $366 Avg Close — Range —
Q4 2020
Shares 3,436 Value ($000) $225 Avg Close — Range —
Q3 2020
Shares 4,206 Value ($000) $226 Avg Close — Range —