FIRST TR EXCHANGE-TRADED ALP

Ticker: FNY CUSIP: 33737M102 Class: ETF

Ground Swell Capital, LLC's Holding History (CIK: 0001534450)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 1,552 Value ($000) $43 Avg Close — Range —
Q2 2014
Shares 100 Value ($000) $3 Avg Close — Range —