FIRST TR EXCHANGE-TRADED ALP

Ticker: FNY CUSIP: 33737M102 Class: ETF

Moors & Cabot, Inc.'s Holding History (CIK: 0001607239)

Note: Option positions (PUT/CALL) are excluded.

Q4 2021
Shares 2,987 Value ($000) $222 Avg Close — Range —
Q3 2021
Shares 2,917 Value ($000) $209 Avg Close — Range —
Q1 2021
Shares 3,427 Value ($000) $234 Avg Close — Range —