FIRST TR EXCHANGE-TRADED ALP

Ticker: FNY CUSIP: 33737M102 Class: ETF

LEVEL FOUR ADVISORY SERVICES, LLC's Holding History (CIK: 0001696715)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020
Shares 3,629 Value ($000) $237 Avg Close — Range —
Q3 2020
Shares 4,799 Value ($000) $257 Avg Close — Range —
Q2 2020
Shares 4,575 Value ($000) $221 Avg Close — Range —
Q4 2019
Shares 5,121 Value ($000) $248 Avg Close — Range —
Q3 2019
Shares 4,923 Value ($000) $220 Avg Close — Range —
Q2 2019
Shares 5,169 Value ($000) $234 Avg Close — Range —