FIRST TR EXCHANGE-TRADED ALP

Ticker: FNY CUSIP: 33737M102 Class: ETF

Rockefeller Capital Management L.P.'s Holding History (CIK: 0001739439)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 5,681 Value ($000) $518 Avg Close — Range —
Q3 2025
Shares 4,273 Value ($000) $391 Avg Close — Range —
Q1 2023
Shares 3,465 Value ($000) $0 Avg Close — Range —
Q4 2022
Shares 3,465 Value ($000) $0 Avg Close — Range —
Q3 2022
Shares 3,465 Value ($000) $185 Avg Close — Range —
Q2 2022
Shares 3,465 Value ($000) $189 Avg Close — Range —
Q1 2022
Shares 3,662 Value ($000) $244 Avg Close — Range —
Q4 2021
Shares 197 Value ($000) $14 Avg Close — Range —
Q3 2021
Shares 197 Value ($000) $14 Avg Close — Range —
Q3 2020
Shares 58 Value ($000) $3 Avg Close — Range —
Q2 2020
Shares 58 Value ($000) $3 Avg Close — Range —