FIRST TR EXCHANGE-TRADED ALP

Ticker: FNK CUSIP: 33737M201 Class: ETF

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
TOTAL INVESTMENT MANAGEMENT INC1,329,591$73,990
WELLS FARGO & COMPANY/MN236,369$13,154
MORGAN STANLEY236,007$13,133
LPL Financial LLC132,357$7,365
Cetera Investment Advisers90,021$5,010
Kingsview Wealth Management, LLC65,940$3,669
RAYMOND JAMES FINANCIAL INC53,503$2,977
UBS Group AG51,712$2,878
OSAIC HOLDINGS, INC.51,275$2,854
JONES FINANCIAL COMPANIES LLLP36,779$2,047
SUSQUEHANNA INTERNATIONAL GROUP, LLP29,863$1,662
Ashton Thomas Private Wealth, LLC26,473$1,473
ROYAL BANK OF CANADA22,998$1,280
Equitable Holdings, Inc.19,539$1,087
Cambridge Investment Research Advisors, Inc.17,348$1
Stratos Wealth Partners, LTD.17,129$953
COMMONWEALTH EQUITY SERVICES, LLC16,155$899
BENJAMIN EDWARDS INC14,731$820
Keel Point, LLC11,757$654
ARS Wealth Advisors Group, LLC11,485$639
STIFEL FINANCIAL CORP10,566$588
Kestra Advisory Services, LLC8,369$466
Private Advisor Group, LLC8,225$458
&PARTNERS6,402$356
LEVEL FOUR ADVISORY SERVICES, LLC5,614$312
Janney Montgomery Scott LLC5,190$0
Arete Wealth Advisors, LLC4,475$0
Sigma Planning Corp4,241$236
ENVESTNET ASSET MANAGEMENT INC4,185$233
DAYMARK WEALTH PARTNERS, LLC4,122$229
GREAT VALLEY ADVISOR GROUP, INC.3,986$222
Triumph Capital Management3,684$205
Dynamic Advisor Solutions LLC3,664$204
TWO SIGMA INVESTMENTS, LP3,600$200
Rockefeller Capital Management L.P.2,876$160
Geneos Wealth Management Inc.2,400$134
GAMMA Investing LLC1,816$101
Sound Income Strategies, LLC984$58
Tower Research Capital LLC (TRC)777$43
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO559$31
Benson Wealth Management INC356$20
PRIVATE TRUST CO NA318$18
COMERICA BANK272$15
US BANCORP \DE\256$14
Glen Eagle Advisors, LLC200$11
Steward Partners Investment Advisory, LLC165$9
PNC Financial Services Group, Inc.158$9
HARBOUR INVESTMENTS, INC.107$6
Capital Analysts, LLC94$0
Global Retirement Partners, LLC90$5
Quest 10 Wealth Builders, Inc.50$3
Russell Investments Group, Ltd.24$1
Transamerica Financial Advisors, Inc.6$0
FMR LLC3$0
Hilton Head Capital Partners, LLC1$0
Total (55 institutions)2,558,867$140,894