FIRST TR EXCHANGE-TRADED ALP

Ticker: FNK CUSIP: 33737M201 Class: ETF

STEPHENS INC /AR/'s Holding History (CIK: 0000757657)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 35,338 Value ($000) $1,051 Avg Close — Range —
Q2 2014
Shares 18,757 Value ($000) $602 Avg Close — Range —