FIRST TR EXCHANGE-TRADED ALP

Ticker: FNK CUSIP: 33737M201 Class: ETF

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 10,541 Value ($000) $363 Avg Close — Range —
Q2 2017
Shares 17,627 Value ($000) $589 Avg Close — Range —
Q1 2017
Shares 8,215 Value ($000) $275 Avg Close — Range —
Q3 2016
Shares 24,929 Value ($000) $742 Avg Close — Range —
Q2 2016
Shares 25,738 Value ($000) $718 Avg Close — Range —
Q1 2016
Shares 27,434 Value ($000) $773 Avg Close — Range —
Q4 2015
Shares 37,759 Value ($000) $999 Avg Close — Range —
Q3 2015
Shares 36,411 Value ($000) $981 Avg Close — Range —
Q2 2015
Shares 29,129 Value ($000) $897 Avg Close — Range —
Q1 2015
Shares 26,497 Value ($000) $825 Avg Close — Range —
Q4 2014
Shares 14,677 Value ($000) $445 Avg Close — Range —
Q3 2014
Shares 4,650 Value ($000) $138 Avg Close — Range —
Q2 2014
Shares 6,766 Value ($000) $217 Avg Close — Range —
Q1 2014
Shares 2,718 Value ($000) $83 Avg Close — Range —
Q4 2013
Shares 2,040 Value ($000) $60 Avg Close — Range —
Q3 2013
Shares 2,239 Value ($000) $60 Avg Close — Range —
Q2 2013
Shares 2,239 Value ($000) $56 Avg Close — Range —