FIRST TR EXCHANGE-TRADED ALP

Ticker: FNK CUSIP: 33737M201 Class: ETF

SG Americas Securities, LLC's Holding History (CIK: 0001313360)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 4,663 Value ($000) $161 Avg Close — Range —
Q4 2017
Shares 4,827 Value ($000) $175 Avg Close — Range —
Q3 2017
Shares 5,177 Value ($000) $178 Avg Close — Range —