FIRST TR EXCHANGE-TRADED ALP

Ticker: FNK CUSIP: 33737M201 Class: ETF

CONFLUENCE INVESTMENT MANAGEMENT LLC's Holding History (CIK: 0001442056)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016
Shares 8,583 Value ($000) $240 Avg Close — Range —
Q1 2016
Shares 9,288 Value ($000) $262 Avg Close — Range —
Q4 2015
Shares 8,387 Value ($000) $222 Avg Close — Range —
Q3 2015
Shares 7,695 Value ($000) $207 Avg Close — Range —