FIRST TR EXCH TRADED FD III

Ticker: RFDI CUSIP: 33739P608 Class: ETF

Holders for Q4 2025 Position Changes for Q4 2025

Note: Option positions (PUT/CALL) are excluded.

New Positions (4)

Claris Financial LLC
Value ($000) $1,357 Shares 16,862
Elevated Capital Advisors, LLC
Value ($000) $111 Shares 1,378
FIRST TRUST ADVISORS LP
Value ($000) $205 Shares 2,551
HANTZ FINANCIAL SERVICES, INC.
Value ($000) $0 Shares 65

Increased Positions (7)

Prospera Financial Services Inc
Value ($000) $11,510 (+9.4%) Shares 142,973 (+4.3%)
Cetera Investment Advisers
Value ($000) $11,170 (+25.9%) Shares 138,746 (+20.0%)
ROYAL BANK OF CANADA
Value ($000) $3,381 (+21.9%) Shares 41,994 (+16.2%)
WELLS FARGO & COMPANY/MN
Value ($000) $110 (+159934.8%) Shares 1,372 (+137100.0%)
Cerity Partners LLC
Value ($000) $1,602 (+8.4%) Shares 19,893 (+3.3%)
LPL Financial LLC
Value ($000) $1,625 (+6.6%) Shares 20,180 (+1.6%)
Janney Montgomery Scott LLC
Value ($000) $0 (+6.2%) Shares 6,153 (+1.2%)

Decreased Positions (9)

NBC SECURITIES, INC.
Value ($000) $50 (-71.8%) Shares 624 (-73.1%)
MONEYWISE, INC.
Value ($000) $278 (-0.2%) Shares 3,458 (-4.9%)
Strategic Equity Management
Value ($000) $235 (-1.1%) Shares 2,920 (-5.7%)
JANE STREET GROUP, LLC
Value ($000) $1,800 (-25.4%) Shares 22,364 (-28.9%)
TRUIST FINANCIAL CORP
Value ($000) $7,107 (+0.2%) Shares 88,284 (-4.5%)
UBS Group AG
Value ($000) $2,215 (+1.0%) Shares 27,516 (-3.8%)
OSAIC HOLDINGS, INC.
Value ($000) $340 (-0.7%) Shares 4,211 (-5.5%)
STIFEL FINANCIAL CORP
Value ($000) $277 (-0.1%) Shares 3,443 (-4.8%)
NewEdge Advisors, LLC
Value ($000) $18 (-13.2%) Shares 225 (-17.3%)

Exited Positions (2)

Ameritas Advisory Services, LLC
Value ($000) $31 Shares 400
Advisory Services Network, LLC
Value ($000) $6 Shares 76