FLAHERTY & CRUMRINE TOTAL RE

CUSIP: 338479108 Class: CEF

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
SIT INVESTMENT ASSOCIATES INC1,039,130$18
BANK OF AMERICA CORP /DE/279,419$4,890
Advisors Asset Management, Inc.238,459$4,173
Noble Wealth Management PBC210,704$3,687
Sowell Financial Services LLC207,717$3,635
Hennion & Walsh Asset Management, Inc.158,784$2,779
Pathstone Holdings, LLC145,065$2,539
LPL Financial LLC145,027$2,538
Smith Asset Management Co., LLC127,651$2,234
Invesco Ltd.126,171$2,208
MORGAN STANLEY95,549$1,672
GUGGENHEIM CAPITAL LLC71,714$1,255
Fiera Capital Corp70,401$1,232
Closed-End Fund Advisors, Inc.45,067$789
Focus Partners Wealth43,544$762
Baird Financial Group, Inc.41,309$723
CEERA INVESTMENTS, LLC35,570$622
AQR Arbitrage LLC30,394$532
Strategic Advocates LLC27,526$481
WELLS FARGO & COMPANY/MN22,518$394
ENVESTNET ASSET MANAGEMENT INC22,512$394
SEAMOUNT FINANCIAL GROUP INC20,790$364
Cetera Investment Advisers19,825$347
OSAIC HOLDINGS, INC.19,320$338
Mallini Complete Financial Planning LLC18,391$322
RAYMOND JAMES FINANCIAL INC16,746$293
WEDBUSH SECURITIES INC14,950$0
SEVEN MILE ADVISORY13,163$230
Kovack Advisors, Inc.12,946$227
Koshinski Asset Management, Inc.12,560$220
HighTower Advisors, LLC12,265$215
UBS Group AG8,832$155
ROYAL BANK OF CANADA7,685$134
Global Retirement Partners, LLC3,261$57
Rockefeller Capital Management L.P.2,868$50
CWM, LLC2,791$0
Geneos Wealth Management Inc.1,015$18
ROCKY MOUNTAIN ADVISERS, LLC1,000$18
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC932$16
Nalls Sherbakoff Group, LLC495$9
Luminist Capital LLC414$7
Chung Wu Investment Group, LLC400$7
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO309$5
Sunbelt Securities, Inc.140$2
Total (44 institutions)3,375,329$40,590