CUSIP: 33848E106 Class: CEF
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| AlphaCore Capital LLC | 13,400 | $127 |
| GUGGENHEIM CAPITAL LLC | 24,542 | $232 |
| WEBSTER BANK, N. A. | 3,000 | $28 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 15,075 | $142 |
| Parallel Advisors, LLC | 685 | $6 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| MUSTICO FINANCIAL GROUP, INC. | 76,551 | 81,339 | +4,788 (+6.3%) |
| 1607 Capital Partners, LLC | 198,610 | 263,244 | +64,634 (+32.5%) |
| Advisors Asset Management, Inc. | 94,246 | 309,687 | +215,441 (+228.6%) |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 68,712 | 111,745 | +43,033 (+62.6%) |
| SIT INVESTMENT ASSOCIATES INC | 1,254,842 | 1,328,546 | +73,704 (+5.9%) |
| Fiera Capital Corp | 60,145 | 129,862 | +69,717 (+115.9%) |
| TrueMark Investments, LLC | 68,712 | 70,697 | +1,985 (+2.9%) |
| Pathstone Holdings, LLC | 315,166 | 339,627 | +24,461 (+7.8%) |
| WELLS FARGO & COMPANY/MN | 44,332 | 47,000 | +2,668 (+6.0%) |
| ROYAL BANK OF CANADA | 1,600 | 2,182 | +582 (+36.4%) |
| Thomas J. Herzfeld Advisors, Inc. | 3,214 | 3,345 | +131 (+4.1%) |
| West Branch Capital LLC | 2,300 | 2,335 | +35 (+1.5%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Noble Wealth Management PBC | 100,030 | 95,345 | -4,685 (-4.7%) |
| Basepoint Wealth LLC | 17,624 | 12,850 | -4,774 (-27.1%) |
| MORGAN STANLEY | 114,224 | 90,453 | -23,771 (-20.8%) |
| Cetera Investment Advisers | 18,943 | 11,704 | -7,239 (-38.2%) |
| BANK OF AMERICA CORP /DE/ | 19,464 | 15,664 | -3,800 (-19.5%) |
| SRS Capital Advisors, Inc. | 50,872 | 48,873 | -1,999 (-3.9%) |
| OSAIC HOLDINGS, INC. | 11,988 | 8,988 | -3,000 (-25.0%) |
| D.A. DAVIDSON & CO. | 88,015 | 85,496 | -2,519 (-2.9%) |
| LPL Financial LLC | 43,444 | 40,739 | -2,705 (-6.2%) |
| NewEdge Advisors, LLC | 27,372 | 26,272 | -1,100 (-4.0%) |
| Invesco Ltd. | 42,621 | 41,671 | -950 (-2.2%) |
| UBS Group AG | 7,326 | 6,759 | -567 (-7.7%) |
| COMMONWEALTH EQUITY SERVICES, LLC | 11,364 | 11,154 | -210 (-1.8%) |
| Cambridge Investment Research Advisors, Inc. | 64,334 | 63,117 | -1,217 (-1.9%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| Consolidated Portfolio Review Corp | 10,607 | $103 |
| ENVESTNET ASSET MANAGEMENT INC | 146,589 | $1,429 |
| Apella Capital, LLC | 15,066 | $146 |
| HighTower Advisors, LLC | 15,052 | $147 |
| Allworth Financial LP | 2,510 | $24 |