CUSIP: 358039AB1 Class: NOTE 3.000% 4/0
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| K2 PRINCIPAL FUND, L.P. | 5,000 | $5,853 |
| Weiss Asset Management LP | 5,000,000 | $5,855 |
| LORD, ABBETT & CO. LLC | 10,559,000 | $12 |
| Jefferies Financial Group Inc. | 704,000 | $840 |
| ROYAL BANK OF CANADA | 145,000 | $171 |
| BNP Paribas Investment Partners S.A. | 1,640,000 | $2 |
| CoreCap Advisors, LLC | 3,000 | $4 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| ZAZOVE ASSOCIATES LLC | 3,770,000 | 5,770,000 | +2,000,000 (+53.1%) |
| ADVENT CAPITAL MANAGEMENT /DE/ | 8,664,000 | 13,767,000 | +5,103,000 (+58.9%) |
| OAKTREE CAPITAL MANAGEMENT LP | 4,300,000 | 7,300,000 | +3,000,000 (+69.8%) |
| HBK INVESTMENTS L P | 25,000,000 | 27,200,000 | +2,200,000 (+8.8%) |
| BANK OF MONTREAL /CAN/ | 14,000,000 | 66,500,000 | +52,500,000 (+375.0%) |
| CAPSTONE INVESTMENT ADVISORS, LLC | 6,500,000 | 8,000,000 | +1,500,000 (+23.1%) |
| JPMORGAN CHASE & CO | 5,078,000 | 11,476,000 | +6,398,000 (+126.0%) |
| CITIGROUP INC | 2,478,000 | 5,398,000 | +2,920,000 (+117.8%) |
| BANK OF AMERICA CORP /DE/ | 11,697,600 | 17,187,600 | +5,490,000 (+46.9%) |
| BlackRock, Inc. | 3,975,000 | 5,050,000 | +1,075,000 (+27.0%) |
| STATE STREET CORP | 8,624,000 | 8,824,000 | +200,000 (+2.3%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| WOLVERINE ASSET MANAGEMENT LLC | 70,814,000 | 13,943,000 | -56,871,000 (-80.3%) |
| MACKAY SHIELDS LLC | 21,572,000 | 21,347,000 | -225,000 (-1.0%) |
| CITADEL ADVISORS LLC | 45,766,000 | 26,463,000 | -19,303,000 (-42.2%) |
| LOOMIS SAYLES & CO L P | 59,143 | 48,953 | -10,190 (-17.2%) |
| FMR LLC | 13,309,000 | 12,686,000 | -623,000 (-4.7%) |
| BARCLAYS PLC | 197,000 | 23,000 | -174,000 (-88.3%) |
| NEW YORK STATE COMMON RETIREMENT FUND | 929,000 | 778,000 | -151,000 (-16.3%) |
| Bank of New York Mellon Corp | 300,000 | 250,000 | -50,000 (-16.7%) |
| WELLS FARGO & COMPANY/MN | 673,000 | 661,000 | -12,000 (-1.8%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| Calamos Advisors LLC | 8,000,000 | $8,988 |
| Invesco Ltd. | 2,000,000 | $2,248 |
| FIFTH THIRD BANCORP | 5,000 | $562 |
| SUSQUEHANNA ADVISORS GROUP, INC. | 10,225,000 | $114 |
| JANE STREET GROUP, LLC | 75,000 | $84 |