GLADSTONE CAP CORP

CUSIP: 376535AG5 Class: NOTE 5.875%10/0

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
Radcliffe Capital Management, L.P.21,400,000$20,865
Context Capital Management, LLC10,200,000$9,996
LINDEN ADVISORS LP8,500,000$8,301
HBK INVESTMENTS L P7,500,000$7,349
MOORE CAPITAL MANAGEMENT, LP6,340,000$6,179
INCOME RESEARCH & MANAGEMENT4,830,000$4,709
Walleye Capital LLC4,000,000$3,920
MILLENNIUM MANAGEMENT LLC3,270,000$3,190
WOLVERINE ASSET MANAGEMENT LLC3,250,000$3,165
Jump Financial, LLC3,000,000$2,979
BOOTHBAY FUND MANAGEMENT, LLC2,671,000$2,603
Quarry LP2,179,000$2,152
CSS LLC/IL2,000,000$1,946
WATER ISLAND CAPITAL LLC2,000,000$1,986
KIM, LLC1,500,000$1,470
OAKTREE CAPITAL MANAGEMENT LP754,000$739
Russell Investments Group, Ltd.535,000$531
STIFEL FINANCIAL CORP48,750$49
Total (18 institutions)83,977,750$82,129