CUSIP: 37940XAU6 Class: NOTE 1.500% 3/0
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| AQR Arbitrage LLC | 40,925,000 | $36,812 |
| KIM, LLC | 8,000,000 | $7,196 |
| CREDIT INDUSTRIEL ET COMMERCIAL | 7,000,000 | $6,219 |
| LINDEN ADVISORS LP | 60,130,000 | $54,044 |
| Aequim Alternative Investments LP | 15,500,000 | $13,942 |
| SONA ASSET MANAGEMENT (US) LLC | 5,612,000 | $5,040 |
| TWO SIGMA INVESTMENTS, LP | 55,400,000 | $49,694 |
| WESTWOOD HOLDINGS GROUP INC | 2,500,000 | $2,500 |
| Nuveen, LLC | 30,250,000 | $27,134 |
| ODDO BHF ASSET MANAGEMENT SAS | 497 | $449 |
| BANK OF MONTREAL /CAN/ | 12,500,000 | $11,315 |
| TRUIST FINANCIAL CORP | 3,683,000 | $3,304 |
| MML INVESTORS SERVICES, LLC | 56,000 | $50 |
| UBS Group AG | 32,000 | $29 |
| Goldstein Advisors, LLC | 11,000 | $10 |
| RAYMOND JAMES FINANCIAL INC | 11,000 | $10 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| PIER 88 INVESTMENT PARTNERS LLC | 27,175,000 | 28,355,000 | +1,180,000 (+4.3%) |
| INCOME RESEARCH & MANAGEMENT | 7,465,000 | 7,830,000 | +365,000 (+4.9%) |
| Lombard Odier Asset Management (Europe) Ltd | 16,240,000 | 27,528,000 | +11,288,000 (+69.5%) |
| Wellesley Asset Management | 25,591,000 | 26,844,000 | +1,253,000 (+4.9%) |
| Boussard & Gavaudan Investment Management LLP | 1,000 | 7,000 | +6,000 (+600.0%) |
| Amundi | 150,000 | 17,825,000 | +17,675,000 (+11783.3%) |
| RATIONAL ADVISORS LLC | 9,457,000 | 10,637,000 | +1,180,000 (+12.5%) |
| CONNING INC. | 4,875,000 | 6,875,000 | +2,000,000 (+41.0%) |
| Calamos Advisors LLC | 29,538,000 | 39,538,000 | +10,000,000 (+33.9%) |
| SSI INVESTMENT MANAGEMENT LLC | 9,911,000 | 10,211,000 | +300,000 (+3.0%) |
| TORONTO DOMINION BANK | 6,608,000 | 13,287,000 | +6,679,000 (+101.1%) |
| CITIGROUP INC | 11,535,000 | 21,308,000 | +9,773,000 (+84.7%) |
| BNP PARIBAS ARBITRAGE, SA | 9,718,000 | 17,571,000 | +7,853,000 (+80.8%) |
| BANK OF AMERICA CORP /DE/ | 17,823,000 | 24,379,000 | +6,556,000 (+36.8%) |
| BlackRock, Inc. | 19,363,000 | 25,163,000 | +5,800,000 (+30.0%) |
| WELLS FARGO & COMPANY/MN | 15,310,000 | 18,876,000 | +3,566,000 (+23.3%) |
| JPMORGAN CHASE & CO | 30,170,000 | 34,634,000 | +4,464,000 (+14.8%) |
| STATE STREET CORP | 40,600,000 | 42,500,000 | +1,900,000 (+4.7%) |
| VICTORY CAPITAL MANAGEMENT INC | 74,258,000 | 75,128,000 | +870,000 (+1.2%) |
| Russell Investments Group, Ltd. | 3,163,000 | 3,860,000 | +697,000 (+22.0%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| ZAZOVE ASSOCIATES LLC | 32,660,000 | 16,960,000 | -15,700,000 (-48.1%) |
| SOROS FUND MANAGEMENT LLC | 234,156,000 | 195,500,000 | -38,656,000 (-16.5%) |
| ADVENT CAPITAL MANAGEMENT /DE/ | 140,503,000 | 119,816,000 | -20,687,000 (-14.7%) |
| SHENKMAN CAPITAL MANAGEMENT INC | 24,639,000 | 19,524,000 | -5,115,000 (-20.8%) |
| ABSOLUTE INVESTMENT ADVISERS, LLC | 9,468,000 | 5,468,000 | -4,000,000 (-42.2%) |
| Laffer Tengler Investments, Inc. | 16,480 | 2,941 | -13,539 (-82.2%) |
| MACKAY SHIELDS LLC | 26,553,000 | 17,619,000 | -8,934,000 (-33.6%) |
| Voya Investment Management LLC | 401,615,000 | 231,615,000 | -170,000,000 (-42.3%) |
| RWC Asset Management LLP | 10,280,000 | 7,743,000 | -2,537,000 (-24.7%) |
| LOOMIS SAYLES & CO L P | 91,953 | 1,593 | -90,360 (-98.3%) |
| CITADEL ADVISORS LLC | 47,250,000 | 11,000,000 | -36,250,000 (-76.7%) |
| Police & Firemen's Retirement System of New Jersey | 2,237,000 | 970,000 | -1,267,000 (-56.6%) |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 105,338,000 | 103,538,000 | -1,800,000 (-1.7%) |
| NEW YORK STATE COMMON RETIREMENT FUND | 6,244,000 | 2,630,000 | -3,614,000 (-57.9%) |
| Man Group plc | 7,760,000 | 5,710,000 | -2,050,000 (-26.4%) |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt | 49,550,000 | 47,550,000 | -2,000,000 (-4.0%) |
| FRANKLIN RESOURCES INC | 71,986,000 | 70,124,000 | -1,862,000 (-2.6%) |
| DEUTSCHE BANK AG\ | 3,611,000 | 2,092,000 | -1,519,000 (-42.1%) |
| MORGAN STANLEY | 15,509,000 | 13,745,000 | -1,764,000 (-11.4%) |
| WELLINGTON MANAGEMENT GROUP LLP | 28,406,000 | 27,340,000 | -1,066,000 (-3.8%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| Murchinson Ltd. | 4,000,000 | $3,660 |
| NATURAL INVESTMENTS, LLC | 9,854 | $1 |
| DNCA FINANCE | 1,000,000 | $918 |
| PALISADE CAPITAL MANAGEMENT, LP | 2,000,000 | $1,828 |
| Lombard Odier Asset Management (Switzerland) SA | 10,826 | $899 |
| BOOTHBAY FUND MANAGEMENT, LLC | 2,395,000 | $2,191 |
| MACQUARIE GROUP LTD | 3,963,000 | $3,637 |
| Jefferies Financial Group Inc. | 215,000 | $197 |
| ABN AMRO INVESTMENT SOLUTIONS | 100,000 | $92 |
| LPL Financial LLC | 22,000 | $20 |