Ticker: SPFF CUSIP: 37950E333 Class: ETF
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| CARY STREET PARTNERS FINANCIAL LLC | 19,017 | $177 |
| JANE STREET GROUP, LLC | 17,244 | $161 |
| US BANCORP \DE\ | 10,000 | $93 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 1,200 | $11 |
| Triumph Capital Management | 560 | $5 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Global Retirement Partners, LLC | 34,900 | 65,900 | +31,000 (+88.8%) |
| Whipplewood Advisors, LLC | 25,552 | 26,590 | +1,038 (+4.1%) |
| Advisory Services Network, LLC | 17,684 | 27,567 | +9,883 (+55.9%) |
| MORGAN STANLEY | 200,651 | 213,823 | +13,172 (+6.6%) |
| OSAIC HOLDINGS, INC. | 10,359 | 21,897 | +11,538 (+111.4%) |
| LPL Financial LLC | 635,115 | 642,722 | +7,607 (+1.2%) |
| SEI INVESTMENTS CO | 34,728 | 39,534 | +4,806 (+13.8%) |
| RAYMOND JAMES FINANCIAL INC | 110,473 | 114,758 | +4,285 (+3.9%) |
| HARBOUR INVESTMENTS, INC. | 3,850 | 6,461 | +2,611 (+67.8%) |
| Cornerstone Wealth Management, LLC | 16,497 | 18,089 | +1,592 (+9.7%) |
| AMERIPRISE FINANCIAL INC | 14,752 | 17,703 | +2,951 (+20.0%) |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 12,171 | 14,943 | +2,772 (+22.8%) |
| Farther Finance Advisors, LLC | 2,436 | 2,653 | +217 (+8.9%) |
| Cambridge Investment Research Advisors, Inc. | 27,686 | 44,019 | +16,333 (+59.0%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Sound Income Strategies, LLC | 559,475 | 528,892 | -30,583 (-5.5%) |
| AE Wealth Management LLC | 60,373 | 4,589 | -55,784 (-92.4%) |
| Cetera Investment Advisers | 70,399 | 18,543 | -51,856 (-73.7%) |
| WELLS FARGO & COMPANY/MN | 149,126 | 126,949 | -22,177 (-14.9%) |
| ENVESTNET ASSET MANAGEMENT INC | 168,443 | 148,025 | -20,418 (-12.1%) |
| BANK OF AMERICA CORP /DE/ | 205,384 | 196,114 | -9,270 (-4.5%) |
| ROYAL BANK OF CANADA | 11,903 | 5,733 | -6,170 (-51.8%) |
| UBS Group AG | 168,282 | 164,301 | -3,981 (-2.4%) |
| Perigon Wealth Management, LLC | 118,027 | 116,351 | -1,676 (-1.4%) |
| Foundations Investment Advisors, LLC | 27,854 | 26,064 | -1,790 (-6.4%) |
| PINNACLE ASSOCIATES LTD | 14,228 | 13,728 | -500 (-3.5%) |
| SBI Securities Co., Ltd. | 2,228 | 2,203 | -25 (-1.1%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| TWO SIGMA SECURITIES, LLC | 14,158 | $131 |
| TRANSCEND CAPITAL ADVISORS, LLC | 19,017 | $176 |
| Mutual Advisors, LLC | 16,550 | $153 |
| CITADEL ADVISORS LLC | 39,026 | $361 |
| J.Safra Asset Management Corp | 1,963 | $18 |
| PRINCIPAL SECURITIES, INC. | 1,135 | $10 |
| Anchor Investment Management, LLC | 514 | $5 |
| JONES FINANCIAL COMPANIES LLLP | 387 | $4 |
| FMR LLC | 18 | $0 |
| CWM, LLC | 113 | $0 |