GLOBAL X FDS

Ticker: PFFD CUSIP: 37954Y657 Class: US PFD ETF

Morningstar Investment Management LLC's Holding History (CIK: 0001673385)

Note: Option positions (PUT/CALL) are excluded.

Q1 2023
Shares 212,279 Value ($000) $4 Avg Close — Range —
Q4 2022
Shares 197,189 Value ($000) $4 Avg Close — Range —
Q3 2022
Shares 197,189 Value ($000) $4 Avg Close — Range —
Q2 2022
Shares 225,214 Value ($000) $4,777 Avg Close — Range —
Q1 2022
Shares 197,780 Value ($000) $5 Avg Close — Range —
Q4 2021
Shares 306,521 Value ($000) $7,896 Avg Close — Range —
Q3 2021
Shares 306,521 Value ($000) $8 Avg Close — Range —
Q2 2021
Shares 306,521 Value ($000) $8 Avg Close — Range —
Q1 2021
Shares 306,521 Value ($000) $7,819 Avg Close — Range —
Q4 2020
Shares 286,561 Value ($000) $7,393 Avg Close — Range —
Q3 2020
Shares 318,829 Value ($000) $7,894 Avg Close — Range —
Q2 2020
Shares 315,493 Value ($000) $7,414 Avg Close — Range —
Q1 2020
Shares 315,493 Value ($000) $6,903 Avg Close — Range —
Q4 2019
Shares 276,694 Value ($000) $7 Avg Close — Range —
Q3 2019
Shares 235,011 Value ($000) $6 Avg Close — Range —
Q2 2019
Shares 225,276 Value ($000) $5,525 Avg Close — Range —