GLOBAL X FDS

Ticker: PFFD CUSIP: 37954Y657 Class: US PFD ETF

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
Orgel Wealth Management, LLC7,370,268$139,372
BANK OF AMERICA CORP /DE/6,012,027$113,687
LPL Financial LLC3,845,274$72,714
MORGAN STANLEY2,968,352$56,132
WELLS FARGO & COMPANY/MN2,676,222$50,607
NEW YORK LIFE INVESTMENT MANAGEMENT LLC1,693,467$32,023
ENVESTNET ASSET MANAGEMENT INC1,676,290$31,699
FUKOKU MUTUAL LIFE INSURANCE Co1,551,000$29,329
Lido Advisors, LLC1,525,258$29,621
CWM, LLC1,426,501$27
MERCER GLOBAL ADVISORS INC /ADV1,401,424$26,501
State of Wisconsin - Board of Commissioners of Public Lands1,341,305$25,364
Flaharty Asset Management, LLC1,122,939$21,235
Cetera Investment Advisers1,071,447$20,261
RATIONAL ADVISORS LLC1,049,537$19,847
Creative Planning1,026,356$19,408
SEI INVESTMENTS CO993,381$18,785
Tiller Private Wealth, Inc.961,547$18,183
ASSETMARK, INC852,381$16,119
Columbus Macro, LLC751,499$14,211
ROYAL BANK OF CANADA722,819$13,668
UBS Group AG703,670$13,306
MAI Capital Management687,446$13,000
Steward Partners Investment Advisory, LLC668,076$12,633
COLLECTIVE FAMILY OFFICE LLC607,376$11,485
CONNING INC.580,200$10,972
NAPLES GLOBAL ADVISORS, LLC535,866$10,185
MML INVESTORS SERVICES, LLC470,691$8,901
AMERIPRISE FINANCIAL INC465,932$8,799
RAYMOND JAMES FINANCIAL INC458,749$8,675
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.407,154$7,699
PARK AVENUE SECURITIES LLC406,849$8
BNP PARIBAS ARBITRAGE, SA396,556$7,499
Carnegie Capital Asset Management, LLC394,708$7,464
Prairiewood Capital, LLC386,401$7,307
Kestra Advisory Services, LLC377,162$7,132
Texas Yale Capital Corp.340,590$6,441
AIRE ADVISORS, LLC332,991$6,297
WealthTrust Axiom LLC327,067$6,185
AlphaStar Capital Management, LLC302,007$5,711
SWS Partners301,078$5,723
Apella Capital, LLC294,674$5,572
Plan Group Financial, LLC285,358$5,396
HighTower Advisors, LLC251,045$4,747
Sound Income Strategies, LLC242,721$4,726
David Kennon Inc219,554$4,152
Robertson Stephens Wealth Management, LLC195,533$3,717
Blue Edge Capital, LLC193,747$3,664
Collaborative Wealth Managment Inc.192,568$3,641
SBI Securities Co., Ltd.192,412$3,639
Fifth Third Securities, Inc.183,926$3,478
FIRST INTERSTATE BANK178,592$3,377
Advisory Services Network, LLC161,811$3,060
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO160,153$3,028
AlphaCore Capital LLC151,748$2,885
Note Advisors, LLC145,184$2,835
Private Advisor Group, LLC143,920$2,722
&PARTNERS136,375$2,579
GREAT VALLEY ADVISOR GROUP, INC.135,920$2,570
JPMORGAN CHASE & CO133,611$2,527
Global Retirement Partners, LLC133,059$2,516
Gerber Kawasaki Wealth & Investment Management131,539$2,487
OSAIC HOLDINGS, INC.129,033$2,440
Summit Financial, LLC128,302$2,439
Stratos Wealth Partners, LTD.123,732$2,340
GREENWOOD CAPITAL ASSOCIATES LLC122,595$2,318
WealthPlan Investment Management, LLC120,832$2,285
FF Advisors,LLC120,569$2,280
Crews Bank & Trust120,415$2,277
Gladstone Institutional Advisory LLC120,029$2,270
Cambridge Investment Research Advisors, Inc.113,085$2
Traub Capital Management LLC107,823$2,039
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC106,817$2,057
Trajan Wealth LLC105,829$2,001
CIBC WORLD MARKETS CORP104,538$1,977
Hegarty Advisors, LLC98,955$1,871
Waverly Advisors, LLC95,540$1,807
Prepared Retirement Institute LLC94,952$1,796
CIBC WORLD MARKET INC.86,600$1,638
Cyndeo Wealth Partners, LLC85,972$1,626
NewEdge Advisors, LLC85,403$1,615
PRINCIPAL SECURITIES, INC.79,383$1,501
Equitable Holdings, Inc.77,117$1,458
Mutual Advisors, LLC76,742$1,451
CreativeOne Wealth, LLC75,016$1,419
Vestmark Advisory Solutions, Inc.74,564$1,410
GSB Wealth Management, LLC74,319$1,405
Eagle Strategies LLC71,931$1,360
Investors Research Corp71,863$1,359
Perissos Private Wealth Management, LLC71,855$1,359
Advisors Capital Management, LLC69,736$1,319
PLIMOTH TRUST CO LLC68,334$1,292
Unison Advisors LLC67,445$1,275
Janney Montgomery Scott LLC66,139$1
Mariner, LLC61,838$1,169
Rockefeller Capital Management L.P.61,069$1,155
APPLETON PARTNERS INC/MA55,536$1
COMMONWEALTH EQUITY SERVICES, LLC55,398$1,048
NWAM LLC55,275$1,082
DUNCKER STREETT & CO INC53,762$1,017
176 other institutions2,645,304$48,942
Total (276 institutions)61,056,960$1,115,634