Ticker: ALTY CUSIP: 37954Y806 Class: ALTERNATIVE INCM
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 19,500 | $234 |
| Private Advisor Group, LLC | 10,539 | $126 |
| HARBOUR INVESTMENTS, INC. | 3,793 | $45 |
| Kestra Advisory Services, LLC | 6,091 | $73 |
| TD Waterhouse Canada Inc. | 299 | $4 |
| WELLS FARGO & COMPANY/MN | 1 | $0 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Kingsview Wealth Management, LLC | 30,917 | 42,159 | +11,242 (+36.4%) |
| LPL Financial LLC | 392,902 | 414,192 | +21,290 (+5.4%) |
| BANK OF AMERICA CORP /DE/ | 30,837 | 42,124 | +11,287 (+36.6%) |
| OSAIC HOLDINGS, INC. | 6,550 | 10,050 | +3,500 (+53.4%) |
| Founders Financial Alliance, LLC | 6,063 | 6,197 | +134 (+2.2%) |
| Cambridge Investment Research Advisors, Inc. | 12,320 | 13,612 | +1,292 (+10.5%) |
| Allworth Financial LP | 30 | 31 | +1 (+3.3%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| KINGSWOOD WEALTH ADVISORS, LLC | 61,341 | 52,594 | -8,747 (-14.3%) |
| Luminist Capital LLC | 4,095 | 3,227 | -868 (-21.2%) |
| Kovack Advisors, Inc. | 15,588 | 12,988 | -2,600 (-16.7%) |
| Triumph Capital Management | 29,730 | 29,228 | -502 (-1.7%) |
| TRUIST FINANCIAL CORP | 27,480 | 24,347 | -3,133 (-11.4%) |
| ENVESTNET ASSET MANAGEMENT INC | 25,438 | 22,597 | -2,841 (-11.2%) |
| SBI Securities Co., Ltd. | 6,954 | 6,715 | -239 (-3.4%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| Rehmann Capital Advisory Group | 10,030 | $119 |
| Cetera Investment Advisers | 12,349 | $147 |
| Advisory Services Network, LLC | 5,143 | $61 |
| SIMPLEX TRADING, LLC | 25 | $0 |