GOLDMAN SACHS ETF TR

Ticker: GEM CUSIP: 381430206 Class: ACTIVEBETA EME

STEPHENS INC /AR/'s Holding History (CIK: 0000757657)

Note: Option positions (PUT/CALL) are excluded.

Q3 2022
Shares 10,695 Value ($000) $276 Avg Close — Range —
Q2 2022
Shares 14,695 Value ($000) $437 Avg Close — Range —
Q1 2022
Shares 18,070 Value ($000) $612 Avg Close — Range —
Q4 2021
Shares 6,605 Value ($000) $244 Avg Close — Range —