GOLDMAN SACHS ETF TR

Ticker: GEM CUSIP: 381430206 Class: ACTIVEBETA EME

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
WELLS FARGO & COMPANY/MN4,127,553$171,789
SigFig Wealth Management, LLC3,242,190$134,940
GOLDMAN SACHS GROUP INC2,839,340$118,173
Betterment LLC2,175,132$91
LPL Financial LLC2,012,341$83,754
Arvest Bank Trust Division1,143,440$47,590
STATE OF WISCONSIN INVESTMENT BOARD1,091,863$45,443
HB Wealth Management, LLC998,597$41,562
ENVESTNET ASSET MANAGEMENT INC828,052$34,464
MORGAN STANLEY685,147$28,516
BANK OF AMERICA CORP /DE/588,841$24,508
RAYMOND JAMES FINANCIAL INC412,303$17,160
ARVEST INVESTMENTS, INC.409,963$17,063
FIRST FOUNDATION ADVISORS371,624$15,467
Cetera Investment Advisers359,079$14,945
PRINCIPAL SECURITIES, INC.332,219$13,827
ROYAL BANK OF CANADA311,826$12,978
UBS Group AG293,960$12,235
UNITED CAPITAL FINANCIAL ADVISORS, LLC290,767$12,102
Sanctuary Advisors, LLC262,524$10,926
Apella Capital, LLC260,903$10,859
Strategic Financial Services, Inc,224,267$10,264
SPINNAKER TRUST197,963$8,239
AMERICAN NATIONAL BANK195,075$8,119
Vestmark Advisory Solutions, Inc.180,859$7,527
COMMONWEALTH EQUITY SERVICES, LLC178,958$7,448
Envestnet Portfolio Solutions, Inc.172,389$7,175
Destiny Wealth Partners, LLC163,326$7,330
Mount Yale Investment Advisors, LLC151,736$6,315
GFG Capital, LLC149,487$6,222
MARSHALL WACE, LLP147,817$6,152
CoreCap Advisors, LLC141,927$5,907
CENTRAL TRUST Co130,624$5,437
Anchor Investment Management, LLC121,173$5,043
AlphaCore Capital LLC109,637$4,563
Gladstone Institutional Advisory LLC101,315$4,217
Keebeck Wealth Management93,093$3,875
1900 WEALTH MANAGEMENT LLC73,679$3,067
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC64,177$2,795
GeoWealth Management, LLC63,493$2,643
Clay Northam Wealth Management, LLC58,817$2,448
JANE STREET GROUP, LLC53,744$2,237
OSAIC HOLDINGS, INC.48,047$2,000
ATWOOD & PALMER INC46,701$1,944
Baird Financial Group, Inc.41,811$1,740
Mariner, LLC38,077$1,585
Golden State Wealth Management, LLC33,336$1,387
&PARTNERS33,041$1,375
Prostatis Group LLC32,805$1,365
LifePlan Investment Advisors, Inc.27,307$1,137
STIFEL FINANCIAL CORP25,948$1,080
Elmwood Wealth Management, Inc.25,050$1,043
EP Wealth Advisors, LLC24,649$1,026
Empirical Asset Management, LLC23,420$975
Bank of New York Mellon Corp23,115$962
NewEdge Advisors, LLC22,732$946
Edge Financial Advisors LLC19,242$799
Mengis Capital Management, Inc.18,521$771
CITIGROUP INC18,195$757
IAG Wealth Partners, LLC17,640$734
Rockefeller Capital Management L.P.17,499$728
Integrated Wealth Concepts LLC17,284$719
Syntegra Private Wealth Group, LLC16,350$680
INTEGRATED WEALTHCARE, LLC15,934$663
WHITTIER TRUST CO OF NEVADA INC15,410$671
SageView Advisory Group, LLC14,954$622
Apollon Financial, LLC14,566$606
Worth Financial Advisory Group, LLC13,743$572
WHITTIER TRUST CO13,433$585
Cambridge Investment Research Advisors, Inc.13,113$1
JPMORGAN CHASE & CO12,986$540
Vise Technologies, Inc.12,590$524
Brinker Capital Investments, LLC12,419$517
Kelman-Lazarov, Inc.12,200$508
Strategies Wealth Advisors, LLC11,997$499
Golden State Equity Partners11,696$487
MORRIS FINANCIAL CONCEPTS, INC.11,296$470
ALTFEST L J & CO INC11,019$459
Creative Planning10,416$434
Haverford Trust Co10,009$417
Maia Wealth LLC9,461$439
Clearwater Capital Advisors, LLC9,401$391
Beacon Financial Advisory LLC8,931$372
PRIVATE TRUST CO NA8,875$369
Farther Finance Advisors, LLC8,645$360
Glenview Trust co8,537$355
Global Retirement Partners, LLC8,362$348
CreativeOne Wealth, LLC8,139$339
Wedmont Private Capital8,136$352
Wealthspire Advisors, LLC8,025$334
HighTower Advisors, LLC7,569$315
Buckingham Strategic Partners7,173$299
Western Wealth Management, LLC7,116$296
MML INVESTORS SERVICES, LLC6,868$286
Kathmere Capital Management, LLC6,433$268
D.A. DAVIDSON & CO.6,243$260
Advisory Services Network, LLC6,156$256
Greenspring Advisors, LLC6,132$255
U.S. Capital Wealth Advisors, LLC5,977$249
Legacy Advisors, LLC5,935$253
68 other institutions91,661$3,681
Total (168 institutions)26,843,546$1,027,815