GOLDMAN SACHS ETF TR

Ticker: GEM CUSIP: 381430206 Class: ACTIVEBETA EME

SIGNATURE ESTATE & INVESTMENT ADVISORS LLC's Holding History (CIK: 0001079935)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 8,437 Value ($000) $289 Avg Close — Range —
Q3 2019
Shares 9,657 Value ($000) $302 Avg Close — Range —
Q2 2019
Shares 13,301 Value ($000) $437 Avg Close — Range —
Q1 2019
Shares 12,157 Value ($000) $396 Avg Close — Range —
Q4 2018
Shares 13,275 Value ($000) $400 Avg Close — Range —