GOLDMAN SACHS ETF TR

Ticker: GEM CUSIP: 381430206 Class: ACTIVEBETA EME

FIRST TRUST ADVISORS LP's Holding History (CIK: 0001125816)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018
Shares 216,109 Value ($000) $7,170 Avg Close — Range —
Q1 2018
Shares 240,552 Value ($000) $8,807 Avg Close — Range —
Q4 2017
Shares 249,241 Value ($000) $8,925 Avg Close — Range —
Q3 2017
Shares 255,608 Value ($000) $8,553 Avg Close — Range —
Q2 2017
Shares 262,900 Value ($000) $8,213 Avg Close — Range —
Q1 2017
Shares 276,854 Value ($000) $8,297 Avg Close — Range —
Q4 2016
Shares 306,823 Value ($000) $8,211 Avg Close — Range —
Q3 2016
Shares 358,953 Value ($000) $10,241 Avg Close — Range —